Inkomstprövning av bostadstillägg till pensionärer - del 2
Statens offentliga utredningar 1999:52
| 628 | |
'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW DY DQSDVVQLQJ DY LQNRPVWSU|YQLQJVUHJOHUQD
gYHUJnQJHQ IUnQ GHW QXYDUDQGH SHQVLRQVV\VWHPHW WLOO GHW UHIRUPH UDGH V\VWHPHW I|U nOGHUVSHQVLRQ NRPPHU DWW PHGI|UD HWW VWRUW DQWDO I|UlQGULQJDU L UHJOHUQD I|U KXU ROLND SHQVLRQHU EHUlNQDV )|U DWW XQGHUOlWWD I|UVWnHOVHQ DY GHVVD I|UlQGULQJDU RFK GHUDV EHW\GHOVH I|U EHUlNQLQJ DY ERVWDGVWLOOlJJ EHVNULYV L GHW I|OMDQGH GH ROLND V\VWHPHQV NRQVWUXNWLRQ RFK VNDWWHHIIHNWHUQD
1XYDUDQGH SHQVLRQVV\VWHP RFK VNDWWHUHJOHU
0HG QXYDUDQGH SHQVLRQVV\VWHP DYVHV IRONSHQVLRQ RFK GHW $73 EDVHUDGH SHQVLRQVV\VWHPHW HQOLJW YLONHW QXYDUDQGH SHQVLRQVXW EHWDOQLQJDU EHVWlPV (Q RJLIW nOGHUVSHQVLRQlU VRP VDNQDU LQ NRPVWJUXQGDG SHQVLRQ $73 HUKnOOHU L GDJVOlJHW IRONSHQVLRQ PHG SURFHQW DY SULVEDVEHORSSHW RFK SHQVLRQVWLOOVNRWW PHG
SURFHQW DY SULVEDVEHORSSHW 'HWWD NDQ XWWU\FNDV Vn DWW IRONSHQVLRQ RFK SHQVLRQVWLOOVNRWWHW PRWVYDUDU SULVEDV EHORSS )|U JLIWD lU PRWVYDUDQGH EHORSS
SULVEDVEHORSS , nUV SULVHU PRWVYDUDU GHWWD UHVSHN WLYH NURQRU SHU nU 2P SHQVLRQlUHQ lU EHUlWWLJDG WLOO DOO PlQ WLOOlJJVSHQVLRQ $73 JlOOHU DWW GHQQD UHGXFHUDU SHQ VLRQVWLOOVNRWWHW PHG SURFHQW 'HWWD LQQHElU DWW RP $73 |NDU HQ NURQD Vn PLQVNDU SHQVLRQVWLOOVNRWWHW PHG HQ NURQD 'HWWD IRUW JnU WLOOV SHQVLRQVWLOOVNRWWHW lU KHOW ERUWUHGXFHUDW )|UVW GlUHIWHU LQQHElU HQ |NDG $73 DWW RFNVn GHQ WRWDOD SHQVLRQHQ |NDU
9LG LQNRPVWEHVNDWWQLQJ ILQQV HWW VlUVNLOW JUXQGDYGUDJ I|U GHP VRP KDU IRONSHQVLRQ 'HW VlUVNLOGD JUXQGDYGUDJHWV EDVQLYn lU
3ULVEDVEHORSSHW I|U lU NU
'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW 628
SULVEDVEHORSS I|U RJLIWD RFK SULVEDVEHORSS I|U JLIWD GYV OLND VWRU VRP VXPPDQ DY IRONSHQVLRQ RFK SHQVLRQVWLOOVNRWW $YGUDJHW LQQHElU L SUDNWLNHQ DWW GHQ VRP HQEDUW KDU LQNRPVW L IRUP DY IRONSHQVLRQ RFK SHQVLRQVWLOOVNRWW LQWH EHWDODU QnJRQ VNDWW 1lU SHQVLRQVWLOOVNRWWHW lU ERUWUHGXFHUDW RFK GHQ WRWDOD SHQVLR QHQ E|UMDU Yl[D Vn DYWUDSSDV GHW VlUVNLOGD JUXQGDYGUDJHW PHG
SURFHQW DY SHQVLRQVLQNRPVWHU |YHU QlPQGD SULVEDVEHORSSVQLYnHU 'HW VlUVNLOGD JUXQGDYGUDJHW UHGXFHUDV I|UXWRP DY HJHQ WLOOlJJV SHQVLRQ RFNVn DY HIWHUOHYDQGHSHQVLRQ WMlQVWHSHQVLRQ RFK YLVV XWOlQGVN SHQVLRQ 'HWWD LQQHElU DWW RP QnJRQ DY GHVVD SHQVLRQHU |NDU PHG HQ NURQD Vn VMXQNHU JUXQGDYGUDJHW PHG |UH GYV GHQ EHVNDWWQLQJVEDUD LQNRPVWHQ |NDU PHG NU )|U WYn SHQVLRQlUHU PHG ROLND QLYnHU Sn $73 LQQHElU GHWWD DWW VNLOOQDGHQ L EH VNDWWQLQJVEDU LQNRPVW lU JnQJHU VW|UUH lQ VNLOOQDGHQ L SHQ VLRQ 2P VNLOOQDGHQ L $73 lU NU NRPPHU VNLOOQDGHQ L EH VNDWWQLQJVEDU LQNRPVW DWW YDUD GYV NU ´H[WUD´ WDV DOOWVn XSS WLOO EHVNDWWQLQJ 9LG HQ NRPPXQDOVNDWW Sn SURFHQW EHWDODU SHQVLRQlUHQ PHG NU PHU L $73 NU PHU L VNDWW $Y GHQ XUVSUXQJOLJD VNLOOQDGHQ Sn NU nWHUVWnU HIWHU VNDWW DOOWVn
± NU
'HW VlUVNLOGD JUXQGDYGUDJHW UHGXFHUDV WLOOV GHW YDQOLJD JUXQG DYGUDJHW lU PHU J\QQVDPW )|U RJLIWD LQWUlIIDU GHWWD Sn GHW YDQOLJD JUXQGDYGUDJHWV QHGWUDSSQLQJVIDV RFK I|U JLIWD Sn XSSWUDSSQLQJV IDVHQ , ILJXU RFK QHGDQ YLVDV GH EnGD JUXQGDYGUDJHQV VWRUOHN YLG ROLND SHQVLRQVQLYnHU I|U HQ RJLIW UHVSHNWLYH JLIW SHQVLRQlU
)LJ *UXQGDYGUDJHWV VWRUOHN I|U HQ RJLIW SHQVLRQlU PHG HQEDUW
SHQVLRQVLQNRPVWHU
$YGUDJ
NU PnQ
| 6lUVNLOW JUXQGDYGUDJ | |||||||||||||
| 9DQOLJW JUXQGDYGUDJ | |||||||||||||
| 0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ | |||||||||||||
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW |
)LJ *UXQGDYGUDJHWV VWRUOHN I|U HQ JLIW SHQVLRQlU PHG HQEDUW
SHQVLRQVLQNRPVWHU
$YGUDJ
NU PnQ
| 6lUVNLOW JUXQGDYGUDJ | |||||||||||||
| 9DQOLJW JUXQGDYGUDJ | |||||||||||||
| 0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ | |||||||||||||
0HG PHGHOSRlQJ PHQDV JHQRPVQLWWHW DY GH ElVWD nUHQV LQWMl QDGH $73 SRlQJ 1XYDUDQGH EUXWWRSHQVLRQ lU VXPPDQ DY IRON SHQVLRQ SHQVLRQVWLOOVNRWW RFK $73 SHU PnQDG YLG DNWXHOO QLYn Sn PHGHOSRlQJHQ
'HW VlUVNLOGD JUXQGDYGUDJHWV NRQVWUXNWLRQ PHGI|U DWW MX VW|UUH SHQVLRQ HQ SHQVLRQlU KDU GHVWR VW|UUH GHO DY GHQQD EHVNDWWDV , ILJXU YLVDV I|U RJLIWD nOGHUVSHQVLRQlUHU XWDQ DQGUD LQNRPVWHU lQ SHQVLRQ KXU SHQVLRQHQ Yl[HU I|UH RFK HIWHU VNDWW L WDNW PHG LQWMl QDG SHQVLRQVUlWW .RPPXQDOVNDWWHQ DQWDV YDU SURFHQW %LOGHQ EOLU L KXYXGVDN GHQVDPPD I|U JLIWD nOGHUVSHQVLRQlUHU
)LJ 7RWDO SHQVLRQ I|UH RFK HIWHU VNDWW I|U HQ RJLIW SHQVLRQlU L
| .U PnQ | GHW QXYDUDQGH SHQVLRQVV\VWHPHW | |||||||
| %UXWWR | ||||||||
| 1HWWR | ||||||||
0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ SHU PnQDG
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
5HIRUPHUDW SHQVLRQVV\VWHP
3HQVLRQlUHU I|GGD HOOHU VHQDUH
(QOLJW GHQ DY ULNVGDJHQ DQWDJQD SURSRVLWLRQHQ
*DUDQWLSHQVLRQ P P VND QXYDUDQGH JUXQGVN\GG VRP EHVWnU DY IRONSHQVLRQ SHQVLRQVWLOOVNRWW RFK GHW VlUVNLOGD JUXQGDYGUDJHW HUVlWWDV PHG HWW Q\WW JDUDQWLSHQVLRQVV\VWHP VRP JlOOHU SHUVRQHU I|GGD HOOHU VHQDUH 'HQ Q\D JDUDQWLSHQVLRQHQ DYUlNQDV PRW HQ Q\ LQNRPVWJUXQGDG nOGHUVSHQVLRQ VRP PRWVYDUDU QXYDUDQGH $73 IRONSHQVLRQ 'HQ Q\D JDUDQWLSHQVLRQHQ EHUlNQDV I|U HQ HQVDPVWnHQGH SHQVLRQlU XWLIUnQ HQ EDVQLYn Sn SULVEDVEHORSS 'HQQD EDVQLYn DYUlNQDV PRW LQNRPVWJUXQGDG SHQVLRQ )|U LQ NRPVWJUXQGDG SHQVLRQ XQGHU SULVEDVEHORSS DYUlNQDV
SURFHQW GlU|YHU SURFHQW 9LG HQ LQNRPVWJUXQGDG SHQVLRQ Sn
SULVEDVEHORSS lU JDUDQWLSHQVLRQHQ KHOW ERUWUHGXFHUDG )|U JLIWD lU EDVQLYnQ SULVEDVEHORSS DYUlNQLQJHQ SURFHQW I|U LQNRPVWJUXQGDG SHQVLRQ XQGHU SULVEDVEHORSS RFK SURFHQW GlU|YHU )|U JLIWD lU JDUDQWLSHQVLRQHQ ERUWUHGXFHUDG YLG HQ LQ NRPVWJUXQGDG SHQVLRQ Sn SULVEDVEHORSS
$OOD SHQVLRQHU L GHW UHIRUPHUDGH V\VWHPHW EHVNDWWDV VRP YDQOLJ LQNRPVW DY WMlQVW 'HW YDQOLJD JUXQGDYGUDJHW WLOOlPSDV OLND I|U SHQVLRQVLQNRPVWHU VRP I|U DQGUD LQNRPVWHU
, ILJXU QHGDQ YLVDV I|U RJLIWD nOGHUVSHQVLRQlUHU XWDQ DQGUD LQNRPVWHU lQ SHQVLRQ KXU SHQVLRQHQ Yl[HU I|UH RFK HIWHU VNDWW L WDNW PHG LQWMlQDG SHQVLRQVUlWW .RPPXQDOVNDWWHQ DQWDV YDUD
SURFHQW %LOGHQ EOLU L VWRUW VHWW GHQVDPPD I|U JLIWD nOGHUVSHQVLR QlUHU
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW |
)LJ 7RWDO SHQVLRQ I|UH RFK HIWHU VNDWW I|U HQ RJLIW SHQVLRQlU I|GG HOOHU VHQDUH L GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW
.U PnQ
| %UXWWR | |||||||||||||
| 1HWWR | |||||||||||||
0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ SHU PnQDG
gYHUJnQJVUHJOHU I|U SHQVLRQlUHU I|GGD
HOOHU WLGLJDUH
bYHQ I|U SHQVLRQlUHU I|GGD HOOHU WLGLJDUH VND QXYDUDQGH JUXQGVN\GG VRP EHVWnU DY IRONSHQVLRQ SHQVLRQVWLOOVNRWW RFK GHW VlUVNLOGD JUXQGDYGUDJHW HUVlWWDV DY HQ JDUDQWLSHQVLRQ NDOODG |YHUJnQJVYLV JDUDQWLSHQVLRQ )|UVODJ WLOO XWIRUPQLQJ DY GHQQD ILQQV UHGRYLVDG L g JDUSVXWUHGQLQJHQV EHWlQNDQGH 628
*DUDQWLSHQVLRQ RFK ERVlWWQLQJVWLOOlJJ I|U SHUVRQHU I|GGD nU
HOOHU WLGLJDUH 'HQ |YHUJnQJVYLVD JDUDQWLSHQVLRQHQ VND HQ OLJW I|UVODJHW EHUlNQDV JHQRP HQ RPUlNQLQJ DY GHQ QXYDUDQGH SHQVLRQHQ
%HUlNQLQJVXQGHUODJHW I|U GHQQD RPUlNQLQJ GHILQLHUDV VRP VXPPDQ DY IRONSHQVLRQ SHQVLRQVWLOOVNRWW $73 lQNHSHQVLRQ WMlQVWHSHQVLRQ VDPW YLVV XWOlQGVN SHQVLRQ 'HWWD EHUlNQLQJVXQ GHUODJ UlNQDV XSS I|U DWW NRPSHQVHUD ERUWIDOOHW DY GHW VlUVNLOGD JUXQGDYGUDJHW 2PUlNQLQJHQ lU NRQVWUXHUDG Vn DWW GHQ Q\D QHWWR SHQVLRQHQ LQWH VND EOL OlJUH L QnJRW LQNRPVWVNLNW *DUDQWLSHQVLR QHQV EUXWWRQLYn EOLU GlUPHG K|JUH lQ QXYDUDQGH IRONSHQVLRQ RFK SHQVLRQVWLOOVNRWW
1lU GHW VlUVNLOGD JUXQGDYGUDJHW DYVNDIIDV PLQVNDU VNDWWHV\ VWHPHWV SURJUHVVLYLWHW DYVHHQGH SHQVLRQVLQNRPVWHU )|U DWW EH KnOOD QHWWRSHQVLRQHQ Sn RI|UlQGUDG QLYn UHGXFHUDU LQNRPVWJUXQG DG SHQVLRQ LVWlOOHW JDUDQWLSHQVLRQHQ 'HWWD VNHU LQWH VRP L IDOOHW I|U SHQVLRQlUHU I|GGD HOOHU VHQDUH JHQRP HQ UHJHOUlWW DY UlNQLQJVPRGHOO )|U SHQVLRQlUHU VRP LQWH JMRUW I|UWLGD HOOHU XSS
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
VNMXWHW XWWDJ NDQ RPUlNQLQJHQ GRFN EHVNULYDV VRP HQ DYUlN QLQJVPRGHOO GlU GHQ RPUlNQDGH SHQVLRQHQ DYUlNQDV PRW RYDQ QlPQGD EHUlNQLQJVXQGHUODJ *DUDQWLQLYnQ I|U RJLIWD lU Gn
SULVEDVEHORSS 'HQ GHO DY QXYDUDQGH SHQVLRQ VRP XQGHUVWLJHU
SULVEDVEHORSS DYUlNQDV PHG SURFHQW GHWWD PRWVYDUDU GDJHQV DYUlNQLQJ DY SHQVLRQVWLOOVNRWWHW GlU|YHU lU DYUlNQLQJHQ
SURFHQW 9LG HWW EHUlNQLQJVXQGHUODJ Sn SULVEDVEHORSS lU GHQ |YHUJnQJVYLVD JDUDQWLSHQVLRQHQ KHOW ERUWUHGXFHUDG )|U JLIWD lU JDUDQWLQLYnQ SULVEDVEHORSS DYUlNQLQJHQ I|U EHUlN QLQJVXQGHUODJ XQGHU SULVEDVEHORSS SURFHQW RFK SUR FHQW GlU|YHU 9LG HWW EHUlNQLQJVXQGHUODJ Sn SULVEDVEHORSS lU GHQ |YHUJnQJVYLVD JDUDQWLSHQVLRQHQ KHOW ERUWUHGXFHUDG I|U JLIWD
bYHQ L GHWWD IDOO JlOOHU DWW DOOD SHQVLRQHU EHVNDWWDV VRP YDQOLJ LQNRPVW DY WMlQVW RFK DWW GHW YDQOLJD JUXQGDYGUDJHW VND WLOOlPSDV , ILJXU QHGDQ YLVDV I|U RJLIWD nOGHUVSHQVLRQlUHU XWDQ DQGUD LQNRPVWHU lQ SHQVLRQ KXU SHQVLRQHQ Yl[HU I|UH RFK HIWHU VNDWW L WDNW PHG LQWMlQDG SHQVLRQVUlWW .RPPXQDOVNDWWHQ DQWDV YDUD
SURFHQW %LOGHQ EOLU L VWRUW VHWW GHQVDPPD I|U JLIWD nOGHUVSHQVLR QlUHU
)LJ 7RWDO SHQVLRQ I|UH RFK HIWHU VNDWW I|U HQ RJLIW SHQVLRQlU I|GG HOOHU WLGLJDUH L GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW
.U PnQ
| %UXWWR | |||||||||||||
| 1HWWR | |||||||||||||
0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ SHU PnQDG
6NLOOQDG L QHWWRSHQVLRQ
)RONSHQVLRQHQ RFK SHQVLRQVWLOOVNRWWHW lU L GDJ JHQRP GHW VlU
VNLOGD JUXQGDYGUDJHW L SUDNWLNHQ VNDWWHEHIULDGH L YLVVD IDOO 'HVVD
SHQVLRQVI|UPnQHU NRPPHU DWW HUVlWWDV DY HQ JDUDQWLSHQVLRQ VRP
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW |
lU K|JUH PHQ VRP EHVNDWWDV HQOLJW VDPPD UHJOHU VRP DQGUD LQ NRPVWHU , ILJXU RFK QHGDQ YLVDV GHQ VNLOOQDG L PnQDWOLJ QHW WRSHQVLRQ SHQVLRQ HIWHU VNDWW VRP |YHUJnQJHQ WLOO GHW UHIRUPH UDGH V\VWHPHW LQQHElU I|U HQ RJLIW UHVSHNWLYH JLIW nOGHUVSHQVLRQlU XWDQ DQGUD LQNRPVWHU lQ DOOPlQ SHQVLRQ .RPPXQDOVNDWWHQ DQWDV YDUD SURFHQW
)LJ 6NLOOQDG L QHWWRSHQVLRQ I|U HQ RJLIW SHQVLRQlU YLG |YHUJnQJ WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW
.U PnQ
| )|GGD HOOHU WLGLJDUH | ||||
)|GGD HOOHU VHQDUH
0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ SHU PnQDG
)LJ 6NLOOQDG L QHWWRSHQVLRQ I|U HQ JLIW SHQVLRQlU YLG |YHUJnQJ WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW
| .U PnQ | |
| )|GGD HOOHU WLGLJDUH | |
| )|GGD HOOHU VHQDUH | |
0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ SHU PnQDG
2JLIWD SHQVLRQlUHU PHG |YHUJnQJVYLV JDUDQWLSHQVLRQ InU HQ |NDG QHWWRLQNRPVW PHG VRP PHVW FD NU PnQ YLG |YHUJnQJHQ )|U SHQVLRQlUHU I|GGD HOOHU VHQDUH EOLU QHWWRLQNRPVWHQ QnJRW OlJUH L GHW OlJVWD LQNRPVWVNLNWHW PHQ XSS WLOO NU PnQ K|JUH lQ
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
HQOLJW QXYDUDQGH UHJOHU L GHW LQNRPVWVNLNW VRP PRWVYDUDU ±
NU PnQ L EUXWWRSHQVLRQ
*LIWD SHQVLRQlUHU PHG |YHUJnQJVYLV JDUDQWLSHQVLRQ InU VRP PHVW FD NU PnQ L |NDG QHWWRLQNRPVW YLG |YHUJnQJHQ 0RWVYD UDQGH I|U SHQVLRQlUHU I|GGD HOOHU VHQDUH lU NU PnQ )|U RJLIWD SHQVLRQlUHU PHG |YHUJnQJVYLV JDUDQWLSHQVLRQ Yl[HU QHWWR SHQVLRQHQ PHOODQ RFK PHGHOSRlQJ I|U JLIWD GlUHPRW PLQVNDU GHQ 'HWWD EHURU Sn DWW JDUDQWLSHQVLRQHQ DYWUDSSDV ROLND VQDEEW I|U RJLIWD RFK JLIWD
5HGRYLVQLQJVSULQFLSHU I|U JLIWD SHQVLRQlUHU
1HGDQ EHVNULYV YLOND DQWDJDQGHQ VRP JMRUWV YLG EHUlNQLQJHQ DY PDUJLQDOHIIHNWHU RFK GLVSRQLEHO LQNRPVW I|U JLIWD VDPW KXU EH UlNQLQJDUQD XWI|UWV
3HQVLRQHU RFK VNDWWHU UHGRYLVDV Sn LQGLYLGQLYn %73 Sn KXV KnOOVQLYn )|U JLIWD DQWDV DWW ElJJH PDNDUQD lU IRONSHQVLRQlUHU , GH V\VWHPDWLVND W\SIDOOHQ UlNQDV GHQ HQH PDNHQV SHQVLRQ XSS VXFFHVLYW 0DNH QXPPHU DQWDV VDNQD VnGDQ LQNRPVW VRP UH GXFHUDU %73 'n KXVKnOOHWV ERHQGHNRVWQDG DQWDV YDUD
NU PnQ EOLU YDUGHUD PDNHV ELGUDJVJUXQGDQGH ERHQGHNRVWQDG
NU PnQ 9LG HQ LQNRPVW|NQLQJ |NDU ElJJH PDNDUQDV LQNRPVW OLND P\FNHW DOOWVn lU GHW EDUD KlOIWHQ DY LQNRPVW|NQLQJHQ VRP JnU WLOO UHGXNWLRQ DY UHVSHNWLYH PDNHV ERVWDGVWLOOlJJ %73 LQNRPVW RFK %73 XWYHFNODV LGHQWLVNW I|U GH EnGD PDNDUQD QlU LQNRPVWHQ I|U PDNH |NDU
2P HQ SHQVLRQlU lU JLIW PHG HQ LFNH SHQVLRQlU EOLU VLWXDWLRQHQ QnJRW DQQRUOXQGD +HOD ERHQGHNRVWQDGHQ InU WDV XSS RFK PD[LPDO ERHQGHNRVWQDG EOLU NU PnQ %73 NRPPHU DWW UHGXFHUDV PHG KDOYD WDNWHQ MlPI|UW PHG |YULJD JUXSSHU (Q LQNRPVW|NQLQJ GHODV OLND PHOODQ PDNDUQD PHQ GHW lU HQGDVW PDNH VRP KDU QnJRW %73 DWW UHGXFHUD PDUJLQDOHIIHNWHQ IUnQ %73 KDOYHUDV 8WIRUP QLQJHQ DY UHGXFHULQJVUHJOHU I|U GHQQD W\S DY ´EODQGKXVKnOO´ EH KDQGODV L DYVQLWW
, DYVQLWW ± QHGDQ EHKDQGODV HQGDVW NRQVWUXNWLRQHQ DY %73 I|U SHQVLRQlUHU PHG |YHUJnQJVYLV JDUDQWLSHQVLRQ 8WIRUP QLQJHQ I|U SHQVLRQlUHU PHG ´IUDPWLGD´ JDUDQWLSHQVLRQ EHKDQGODV L GHQ PnQ GH DYYLNHU IUnQ GHQQD NRQVWUXNWLRQ L DYVQLWW
6DPPD PHWRG DQYlQGV L NRPPDQGH DYVQLWW lYHQ I|U DUEHWVLQNRPVW
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW |
5HGXFHULQJ DY ERVWDGVWLOOlJJ WLOO I|OMG DY SHQVLRQVLQNRPVWHU
, GHWWD DYVQLWW EHKDQGODV I|UKnOODQGHW I|U SHQVLRQlUHU I|GGD
HOOHU WLGLJDUH RFK VRP GlUPHG NRPPHU DWW KD |YHUJnQJVYLV JD UDQWLSHQVLRQ
, GDJHQV %73 V\VWHP UlNQDV IRONSHQVLRQ SHQVLRQVWLOOVNRWW VDPW GHQ GHO DY $73 VRP UHGXFHUDU SHQVLRQVWLOOVNRWW LQWH PHG L GHQ LQNRPVW VRP UHGXFHUDU %73 0HG GHW UHIRUPHUDGH SHQVLRQV V\VWHPHW RFK VORSDQGHW DY GHW VlUVNLOGD JUXQGDYGUDJHW EOLU GHW QDWXUOLJW DWW LQNRPVWEHJUHSSHW I|U %73 EHUlNQLQJDU L I|UVWD OHGHW LQQHIDWWDU DOOD SHQVLRQVLQNRPVWHU )|U DWW XSSQn QHXWUDOLWHW PRW QXYDUDQGH V\VWHP NDQ HWW IULEHORSS LQI|UDV PRWVYDUDQGH JDUDQWL SHQVLRQVQLYnHUQD UHVSHNWLYH SULVEDVEHORSS
$Y VlUVNLOG EHW\GHOVH I|U NRQVWUXNWLRQHQ DY %73 V\VWHPHWV LQ NRPVWSU|YQLQJVUHJOHU lU |YHUJnQJHQ IUnQ VlUVNLOW JUXQGDYGUDJ WLOO LQNRPVWSU|YDG JDUDQWLSHQVLRQ , GDJHQV V\VWHP OLJJHU GHW VlU VNLOGD JUXQGDYGUDJHW XWDQI|U EUXWWRSHQVLRQHQ RFK KDU LQJHQ EH W\GHOVH I|U %73 9LG HQ LQNRPVW|NQLQJ VNHU HQ SDUDOOHOO UHGXNWLRQ DY GHW VlUVNLOGD JUXQGDYGUDJHW RFK %73 , GHW Q\D SHQVLRQV V\VWHPHW KDU GHW VlUVNLOGD JUXQGDYGUDJHW HUVDWWV DY HQ XSSUlNQDG JDUDQWLSHQVLRQ VRP lU HQ GHO DY EUXWWRSHQVLRQHQ *HQRP DYUlN QLQJHQ DY JDUDQWLSHQVLRQHQ NRPPHU EUXWWRLQNRPVWHQ DWW |ND OnQJVDPPDUH PHG |NDG LQNRPVWJUXQGDG SHQVLRQ PHQ QHWWRLQ NRPVWHQ NRPPHU DWW |ND PHG L VWRUW VHWW VDPPD KDVWLJKHW VRP L GDJ 'HQ OnQJVDPPDUH |NDQGH EUXWWRSHQVLRQHQ PHGI|U YLG RI|U lQGUDGH UHGXFHULQJVUHJOHU DWW %73 PLQVNDU OnQJVDPPDUH QlU SHQVLRQHQ |NDU
, ILJXU RFK YLVDV GHQ VNLOOQDG L PnQDWOLJ GLVSRQLEHO LQ NRPVW XSSGHODG Sn QHWWRSHQVLRQ SHQVLRQ HIWHU VNDWW RFK ER VWDGVWLOOlJJ VRP HQ |YHUJnQJ WLOO GHW UHIRUPHUDGH V\VWHPHW PHG RI|UlQGUDGH %73 UHJOHU VNXOOH LQQHElUD I|U HQ RJLIW UHVSHNWLYH JLIW nOGHUVSHQVLRQlU (QGDVW SHQVLRQVLQNRPVWHU LQJnU L EHUlN QLQJHQ )|U DWW In PHG %73 V\VWHPHWV WRWDOD HIIHNW KDU HQ ERHQ GHNRVWQDG Sn NU PnQ DQYlQWV
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |||||||
| )LJ 6NLOOQDG L QHWWRLQNRPVW I|U HQ RJLIW SHQVLRQlU YLG | ||||||||
| |YHUJnQJ WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW | ||||||||
| .U PnQ | ||||||||
| %73 | ||||||||
| 1HWWRSHQVLRQ | ||||||||
| 7RWDO | ||||||||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
| )LJ 6NLOOQDG L QHWWRLQNRPVW I|U HQ JLIW SHQVLRQlU YLG |YHUJnQJ | |||||||||||||
| WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW | |||||||||||||
| .U PnQ | |||||||||||||
| %73 | |||||||||||||
| 1HWWRSHQVLRQ | |||||||||||||
| 7RWDO | |||||||||||||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
'HW IUDPJnU W\GOLJW DY ELOGHUQD DWW HQ RI|UlQGUDG %73 DYUlNQLQJ L GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW VNXOOH PHGI|UD EHW\GDQGH |N QLQJDU DY ERVWDGVWLOOlJJHQ (Q VnGDQ XWYHFNOLQJ PHGI|U NUDIWLJW |NDGH NRVWQDGHU RFK I|UVlPUDU V\VWHPHWV I|UGHOQLQJVSROLWLVND WUlIIVlNHUKHW
)|U DWW %73 VND UHGXFHUDV L VDPPD KDVWLJKHW VRP LGDJ PnVWH DYUlNQLQJVWDNWHQ K|MDV L GH LQWHUYDOO GlU JDUDQWLSHQVLRQ RFK GHW QXYDUDQGH VlUVNLOGD JUXQGDYGUDJHW LQWH UHGXFHUDWV ERUW
'HW lU Sn LQWHW VlWW XSSHQEDUW KXU ERVWDGVWLOOlJJHW VND UHGXFH UDV DY ROLND LQNRPVWHU %HURHQGH Sn L YLONHQ XWVWUlFNQLQJ OLNKHW PHG QXYDUDQGH V\VWHP VlQNWD PDUJLQDOHIIHNWHU RFK HQNHOKHW SUL RULWHUDV SnYHUNDV YDOHW DY UHJOHU (WW VWRUW DQWDO DOWHUQDWLY KDU
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW |
|YHUYlJWV RFK DQDO\VHUDWV , GHW I|OMDQGH UHGRYLVDV WUH DOWHUQDWLYD NRQVWUXNWLRQHU DY UHGXFHULQJVUHJOHU VRP DY ROLND DQOHGQLQJDU EH G|PWV YDUD LQWUHVVDQWD *HPHQVDPW I|U GH WUH DOWHUQDWLYHQ lU DWW GH LQWH OHGHU WLOO QnJUD RDFFHSWDEOD NRVWQDGV|NQLQJDU
, DYVQLWW QHGDQ SUHVHQWHUDV HQ NRQVWUXNWLRQ DY UHGXFH ULQJVUHJOHUQD VRP OHGHU WLOO HQ L VWRUW VHWW RI|UlQGUDG HNRQRPLVN VLWXDWLRQ I|U GH RJLIWD %73 WDJDUQD )|U JLIWD %73 WDJDUH EHURU ERVWDGVWLOOlJJHWV VWRUOHN Sn WYn SHUVRQHUV LQNRPVWHU $WW NRQVWUX HUD HWW DYUlNQLQJVV\VWHP VRP PHGI|U HWW RI|UlQGUDW HNRQRPLVNW XWIDOO I|U DOOD WlQNEDUD VLWXDWLRQHU KDU YLVDW VLJ YDUD RJ|UOLJW
, DYVQLWW SUHVHQWHUDV HQ QnJRW PRGLILHUDG NRQVWUXNWLRQ 6\IWHW PHG GHQQD NRQVWUXNWLRQ lU GHOV DWW VlQND PDUJLQDOHIIHN WHUQD I|U SHQVLRQlUHU PHG OnJD LQNRPVWHU GHOV DWW QnJRW I|UHQNOD V\VWHPHW .RQVWUXNWLRQHQ I|UElWWUDU RFNVn XWIDOOHW I|U GH JLIWD %73 WDJDUH VRP NRPPHU VlPVW XW PHG GHQ NRQVWUXNWLRQ VRP SUHVHQWHUDV L
, DYVQLWW VNLVVHUDV HWW V\VWHP PHG EHW\GOLJW HQNODUH UHJOHU RFK L YLVVD DYVHHQGHQ NUDIWLJW VlQNWD PDUJLQDOHIIHNWHU 'n GHWWD DOWHUQDWLY OHGHU WLOO VlQNWD GLVSRQLEOD LQNRPVWHU I|U SHQVLRQlUHU PHG OnJ SHQVLRQ EHG|PV GHW YDUD QnJRW RUHDOLVWLVNW RFK DQDO\VH UDV LQWH OLND LQJnHQGH VRP DOWHUQDWLY RFK
$OWHUQDWLY %73 DYUlNQLQJ PHG
RFK H[DNWD EU\WSXQNWHU
*DUDQWLSHQVLRQHQ KDU KHOW UHGXFHUDWV ERUW QlU GHQ LQNRPVWJUXQ GDGH SHQVLRQHQ XSSJnU WLOO SULVEDVEHORSS I|U RJLIWD SHQVLR QlUHU 2P HWW IULEHORSS PRWVYDUDQGH JDUDQWLQLYnQ SULVEDV EHORSS GUDV LIUnQ nWHUVWnU SULVEDVEHORSS DY GHQ LQNRPVW VRP UHGXFHUDU EnGH JDUDQWLSHQVLRQHQ RFK %73 )|U JLIWD NRPPHU QLYnQ Sn GHQ %73 LQNRPVW VRP PRWVYDUDU GHQ SHQVLRQVQLYn YLG YLONHQ JDUDQWLSHQVLRQHQ lU KHOW ERUWUHGXFHUDG DWW EHUR Sn PDNHQV LQNRPVWQLYn 'HWWD EHURU Sn DWW %73 LQNRPVWHQ I|U YDU RFK HQ DY GH EnGD PDNDUQD GHILQLHUDV VRP KlOIWHQ DY GHQ VDPPDQODJGD LQ NRPVWHQ 2P HQ DY PDNDUQD VDNQDU LQNRPVW |YHU JUXQGSHQVLRQV QLYnQ NRPPHU %73 LQNRPVWHQ I|U YDU RFK HQ DY PDNDUQD DWW XSSJn WLOO ± SULVEDVEHORSS QlU GHQ DQGUD PDNHQV SHQVLRQ SUHFLV lU Vn VWRU DWW JDUDQWLSHQVLRQHQ UHGXFHUDWV ERUW 2P PDNDUQD KDU OLND VWRUD SHQVLRQHU EOLU PRWVYDUDQGH LQ NRPVWQLYn ± 'HW ILQQV DOOWVn LQJHQ JHPHQVDP QLYn Sn %73 LQNRPVWHQ VRP PRWVYDUDU GHQ SHQVLRQVQLYn VRP NUlYV I|U DWW UHGXFHUD ERUW JDUDQWLSHQVLRQHQ
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
, GHW I|OMDQGH UHVRQHPDQJHW DQWDV I|U JLIWD nOGHUVSHQVLRQlUHU DWW JDUDQWLSHQVLRQHQ lU ERUWUHGXFHUDG YLG HQ %73 LQNRPVW Sn
SULVEDVEHORSS 2P DYUlNQLQJHQ VlWWV WLOO SURFHQW XQGHU GHVVD QLYnHU EU\WSXQNWHU RFK SURFHQW |YHU EOLU GHQ WRWDOD PDUJLQDOHIIHNWHQ DYVHHQGH LQNRPVWJUXQGDG SHQVLRQ QnJRW OlJUH lQ GDJHQV L GHW OlJUH LQNRPVWLQWHUYDOOHW 0HG OlJUH PDUJLQDOHI IHNWHU DYUlNQDV %73 LQWH OLND VQDEEW YLONHW LQQHElU DWW GHQ I|U PnQ VRP VND UHGXFHUDV ERUW L GHW |YUH LQNRPVWLQWHUYDOOHW lU QnJRW VW|UUH lQ L GDJVOlJHW , GHW |YUH LQWHUYDOOHW lU VnYlO GHW VlUVNLOGD JUXQGDYGUDJHW GDJHQV V\VWHP VRP JDUDQWLSHQVLRQHQ UHIRUPHUDW V\VWHP ERUWUHGXFHUDGH 0DUJLQDOHIIHNWHQ EOLU GlUI|U OLND VWRU L GHW UHIRUPHUDGH VRP L GHW QXYDUDQGH V\VWHPHW
0HG PDUJLQDOHIIHNW PHQDV KlU GHQ DQGHO DY GHQ |NQLQJ DY LQ NRPVWJUXQGDG SHQVLRQ WLOO I|OMG DY HQ PDUJLQHOO |NQLQJ DY SHQ VLRQlUHQV PHGHOSRlQJ VRP LQWH NRPPHU SHQVLRQlUHQ WLOO GHO QlU KlQV\Q WDJLWV WLOO GHQ UHGXNWLRQ DY DQGUD SHQVLRQVVODJ GHQ |NDGH VNDWWHQ VDPW UHGXNWLRQHQ DY %73 VRP |NQLQJHQ DY LQNRPVWJUXQ GDG SHQVLRQ JHU XSSKRY WLOO
, ILJXU QHGDQ YLVDV GH WRWDOD PDUJLQDOHIIHNWHUQD I|U HQ RJLIW SHQVLRQlU L GHW QXYDUDQGH UHVSHNWLYH GHW UHIRUPHUDGH V\VWHPHW PHG UHVSHNWLYH SURFHQW DYUlNQLQJ DY %73
)LJ 0DUJLQDOHIIHNW DYVHHQGH LQNRPVWJUXQGDG SHQVLRQ I|U HQ
RJLIW SHQVLRQlU PHG HQEDUW SHQVLRQVLQNRPVWHU
| 3URFHQW | |||||||||||||
| 6NLOOQDG | |||||||||||||
| 1XYDUDQGH | |||||||||||||
| 5HIRUPHUDW | |||||||||||||
0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ
SULVEDVEHORSS I|U RJLIWD UHVSHNWLYH I|U JLIWD 'HVVD QLYnHU DYVHU EUXWWRLQNRPVWHU |YHU IULEHORSSHW VRP KlU lU JDUDQWLQLYnQ UHVS
SULVEDVEHORSS 'HWWD PRWVYDUDU UHVSHNWLYH NU PnQ L EUXWWRSHQVLRQ WRWDOW LQNO IULEHORSS
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW |
$Y ILJXUHQ IUDPJnU DWW GHW L GHW QXYDUDQGH SHQVLRQVV\VWHPHW I| UHNRPPHU IHP RFK L GHW UHIRUPHUDGH VH[ ROLND QLYnHU Sn GHQ WR WDOD PDUJLQDOHIIHNWHQ , WDEHOO QHGDQ UHGRYLVDV GH IHP VH[ VHJPHQWHQ
7DEHOO 7RWDO PDUJLQDOHIIHNW YLG ROLND PHGHOSRlQJ
| 0HGHOSRlQJ | 0DUJLQDOHIIHNW | ||||||
| 6HJPHQW | 1XYDUDQGH | 5HIRUPHUDW | 1XYDUDQGH | 5HIRUPHUDW | |||
| ± | ± | ||||||
| ± | ± | ||||||
| ± | ± | ||||||
| ± | ± | ||||||
| ± | ± | ||||||
| ± | ± | ||||||
6HJPHQW 0DUJLQDOHIIHNWHQ EHURU L GHW QXYDUDQGH V\VWHPHW Sn DYWUDSSQLQJHQ DY SHQVLRQVWLOOVNRWWHW L GHW UHIRUPHUDGH EHURU GHQ Sn DYWUDSSQLQJHQ DY JDUDQWLSHQVLRQHQ
6HJPHQW , GHW QXYDUDQGH V\VWHPHW VDPYHUNDU KlU NRPPX QDOVNDWWHQ DYWUDSSQLQJHQ DY GHW VlUVNLOGD JUXQGDYGUDJHW VDPW DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW HQOLJW I|OMDQGH
, GHW UHIRUPHUDGH VDPYHUNDU DYWUDSSQLQJHQ DY GHQ |YHU JnQJVYLVD JDUDQWLSHQVLRQHQ NRPPXQDOVNDWWHQ XSSWUDSSQLQJHQ DY JUXQGDYGUDJHW VDPW DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW HQOLJW I|OMDQGH 2EVHUYHUD DWW GHQ SURFHQWLJD DYWUDSSQLQJHQ DY JDUDQWLSHQVLRQHQ UHGX FHUDU PDUJLQDOHIIHNWHQ DY VNDWWH RFK %73 V\VWHPHQ PHG
SURFHQW GHVVD PXOWLSOLFHUDV GlUI|U PHG ±
6HJPHQW ,QJHW Q\WW VHJPHQW L GHW QXYDUDQGH V\VWHPHW , GHW UHIRUPHUDGH V\VWHPHW lU KlU XSSWUDSSQLQJHQ DY JUXQGDYGUDJHW NODU RFK I|OMDQGH PDUJLQDOHIIHNW HUKnOOV
6HJPHQW , GHW QXYDUDQGH V\VWHPHW KDU PDQ KlU QnWW GHQ K|JUH DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW RFK PDUJLQDOHIIHNWHQ EOLU , GHW UHIRUPHUDGH SnE|UMDV KlU DY WUDSSQLQJHQ DY JUXQGDYGUDJHW 0DUJLQDOHIIHNWHQ EOLU Gn
6HJPHQW +lU KDU L GHW QXYDUDQGH V\VWHPHW GHW VlUVNLOGD JUXQGDYGUDJHW XSSK|UW RFK HUVDWWV DY DYWUDSSQLQJHQ DY GHW DOO PlQQD JUXQGDYGUDJHW PDUJLQDOHIIHNWHQ EOLU Gn
, GHW UHIRUPHUDGH V\VWHPHW lU GHQ |YHUJnQJVYLVD JDUDQWLSHQ VLRQHQ ERUWUHGXFHUDG VDPWLGLJW QnV GHW |YUH LQWHUYDOOHW DY %73
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
UHGXFHULQJHQ 'HQ WRWDOD PDUJLQDOHIIHNWHQ EOLU GHQVDPPD VRP L GHW QXYDUDQGH V\VWHPHW
6HJPHQW +lU KDU ERVWDGVWLOOlJJHW UHGXFHUDWV ERUW nWHUVWn HQGH PDUJLQDOHIIHNW EHURU Sn NRPPXQDOVNDWWHQ RFK DYWUDSS QLQJHQ DY JUXQGDYGUDJHW (WW DQQDW YDO DY NRP PXQDOVNDWWHVDWV KDGH LQRP EnGD V\VWHPHQ SnYHUNDW PDUJLQDOHI IHNWHQ Sn DOOD VHJPHQW XWRP GHW I|UVWD
, ILJXU QHGDQ YLVDV GH WRWDOD PDUJLQDOHIIHNWHUQD Sn LQNRPVW JUXQGDG SHQVLRQ I|U HQ JLIW SHQVLRQlU YDUV PDND VDNQDU LQNRPVW |YHU JUXQGSHQVLRQVQLYn GHOV L GHW QXYDUDQGH V\VWHPHW GHOV L GHW UHIRUPHUDGH V\VWHPHW PHG SURFHQW DYUlNQLQJ DY %73
)LJ 0DUJLQDOHIIHNW DYVHHQGH LQNRPVWJUXQGDG SHQVLRQ I|U
HQ JLIW SHQVLRQlU PHG HQEDUW SHQVLRQVLQNRPVWHU
3URFHQW
| 6NLOOQDG | ||||||||||||||||||||||||
| 1XYDUDQGH | ||||||||||||||||||||||||
| 5HIRUPHUDW | ||||||||||||||||||||||||
0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ
$Y ILJXUHQ IUDPJnU DWW GHW L GHW QXYDUDQGH SHQVLRQVV\VWHPHW I|UH NRPPHU VH[ RFK L GHW UHIRUPHUDGH VMX ROLND QLYnHU Sn GHQ WRWDOD PDUJLQDOHIIHNWHQ , WDEHOO QHGDQ UHGRYLVDV GH VH[ VMX VHJ PHQWHQ
628 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW
7DEHOO 7RWDO PDUJLQDOHIIHNW YLG ROLND PHGHOSRlQJ
| 0HGHOSRlQJ | 0DUJLQDOHIIHNW | |||||||
| 6HJPHQW | 1XYDUDQGH | 5HIRUPHUDW | 1XYDUDQGH | 5HIRUPHUDW | ||||
| ± | ± | |||||||
| ± | ± | |||||||
| ± | ± | |||||||
| ± | ± | |||||||
| ± | ± | |||||||
| ± | ± | |||||||
| ± | ± | |||||||
6HJPHQW 0DUJLQDOHIIHNWHQ EHURU L GHW QXYDUDQGH V\VWHPHW Sn DYWUDSSQLQJHQ DY SHQVLRQVWLOOVNRWWHW L GHW UHIRUPHUDGH EHURU GHQ Sn DYWUDSSQLQJHQ DY JDUDQWLSHQVLRQHQ
6HJPHQW , GHW QXYDUDQGH V\VWHPHW VDPYHUNDU KlU NRPPX QDOVNDWWHQ DYWUDSSQLQJHQ DY GHW VlUVNLOGD JUXQGDYGUDJHW VDPW DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW HQOLJW I|OMDQGH
, GHW UHIRUPHUDGH VDPYHUNDU DYWUDSSQLQJHQ DY GHQ |YHU JnQJVYLVD JDUDQWLSHQVLRQHQ NRPPXQDOVNDWWHQ XSSWUDSSQLQJHQ DY JUXQGDYGUDJHW VDPW DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW HQOLJW I|OMDQGH 2EVHUYHUD DWW GHQ SURFHQWLJD DYWUDSSQLQJHQ DY JDUDQWLSHQVLRQHQ UHGXFHUDU PDUJLQDOHIIHNWHQ DY VNDWWH RFK %73 V\VWHPHQ PHG SURFHQW GHVVD PXOWLSOLFHUDV GlUI|U PHG ±
6HJPHQW +lU KDU L GHW QXYDUDQGH V\VWHPHW GHW VlUVNLOGD JUXQGDYGUDJHW XSSK|UW RFK HUVDWWV DY XSSWUDSSQLQJHQ DY GHW DOO PlQQD JUXQGDYGUDJHW PDUJLQDOHIIHNWHQ EOLU Gn
, GHW UHIRUPHUDGH V\VWHPHW lU GHQ |YHUJnQJVYLVD JDUDQWLSHQ VLRQHQ ERUWUHGXFHUDG 0DUJLQDO HIIHNWHQ EOLU
6HJPHQW +lU KDU GHW DOOPlQQD JUXQGDYGUDJHWV SODWn QnWWV 'HQ WRWDOD PDUJLQDOHIIHNWHQ EOLU L GHW QXYDUDQGH V\VWHPHW
RFK L GHW UHIRUPHUDGH
6HJPHQW +lU SnE|UMDV I|U EnGD V\VWHPHQ DYWUDSSQLQJHQ DY JUXQGDYGUDJHW PDUJLQDOHIIHNWHQ EOLU L GHW QXYDUDQGH V\VWHPHW
RFK L GHW UHIRUPHUDGH
6HJPHQW ,QJHW Q\WW VHJPHQW L GHW QXYDUDQGH V\VWHPHW , GHW UHIRUPHUDGH KDU PDQ KlU QnWW GHQ OlJUH DYWUDSSQLQJHQ DY ER VWDGVWLOOlJJHW RFK PDUJLQDOHIIHNWHQ EOLU
6HJPHQW +lU KDU ERVWDGVWLOOlJJHW UHGXFHUDWV ERUW nWHUVWn HQGH PDUJLQDOHIIHNW EHURU Sn NRPPXQDOVNDWWHQ RFK DYWUDSS QLQJHQ DY JUXQGDYGUDJHW
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
(WW DQQDW YDO DY NRPPXQDOVNDWWHVDWV KDGH LQRP EnGD V\VWHPHQ SnYHUNDW PDUJLQDOHIIHNWHQ Sn DOOD VHJPHQW XWRP GHW I|UVWD 2E VHUYHUD DWW JLIWD DOGULJ QnU GHQ K|JUH DYWUDSSQLQJVQLYnQ L GHW QX YDUDQGH V\VWHPHW
'H WRWDOD PDUJLQDOHIIHNWHUQD EOLU L GHW OnQJD LQWHUYDOOHWVHJPHQW GlU GHW VlUVNLOGD JUXQGDYGUDJHW RFK JDUDQWLSHQVLR QHQ UHGXFHUDV QnJRW OlJUH L GHW UHIRUPHUDGH lQ L GHW QXYDUDQGH V\VWHPHW 'HWWD PHGI|U DWW %73 UHGXFHUDV QnJRW OnQJVDPPDUH )|U DWW Qn VDPPD DYWUDSSQLQJVWDNW VNXOOH %73 UHGXNWLRQHQ EH K|YD YDUD FD SURFHQW 'HWWD NRPPHU DWW JHQHUHUD QnJRW K|JUH GLVSRQLEOD LQNRPVWHU YLG OnJD LQNRPVWQLYnHU 1lU JDUDQWLSHQVLR QHQ lU ERUWUHGXFHUDG EOLU GRFN PDUJLQDOHIIHNWHQ L GHW Q\D V\VWH PHW EHW\GOLJW K|JUH (WW DQQDW DQWDJDQGH RP PDNHQV LQNRPVW KDGH I|UlQGUDW ELOGHQ *HQHUHOOW NDQ VlJDV DWW PDNDU PHG OLND VWRUD LQNRPVWHU IDOOHU ElWWUH XW L GHQ KlU EHVNULYQD NRQVWUXNWLRQHQ lQ PDNDU PHG ROLND LQNRPVWQLYnHU
, ILJXUHUQD RFK QHGDQ YLVDV GHQ VNLOOQDG L PnQDWOLJ GLV SRQLEHO LQNRPVW XSSGHODG Sn QHWWRSHQVLRQ SHQVLRQ HIWHU VNDWW RFK ERVWDGVWLOOlJJ VRP |YHUJnQJHQ WLOO GHW UHIRUPHUDGH V\VWHPHW PHG GHQQD NRQVWUXNWLRQ DY %73 LQQHElU I|U HQ RJLIW UHVSHNWLYH JLIW nOGHUVSHQVLRQlU PHG HQEDUW SHQVLRQVLQNRPVWHU )|U DWW In PHG %73 V\VWHPHWV WRWDOD HIIHNW KDU HQ ERHQGHNRVWQDG Sn
NU PnQ DQYlQWV
)LJ 6NLOOQDG L LQNRPVW I|U HQ RJLIW SHQVLRQlU YLG |YHUJnQJ WLOO
| .U PnQ | GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW | |||||||
| %73 | ||||||||
| 1HWWRSHQVLRQ | ||||||||
| 7RWDO | ||||||||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | ||||||||||||
| )LJ 6NLOOQDG L LQNRPVW I|U HQ JLIW SHQVLRQlU YLG |YHUJnQJ WLOO | |||||||||||||
| GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW | |||||||||||||
| .U PnQ | |||||||||||||
| %73 | |||||||||||||
| 1HWWRSHQVLRQ | |||||||||||||
| 7RWDO | |||||||||||||
| 0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG | |||||||||||||
, ILJXUHUQD VHU PDQ KXU %73 L LQWHUYDOOHW WLOO PHGHO SRlQJ EOLU DOOW K|JUH L GHW UHIRUPHUDGH V\VWHPHW L I|UKnOODQGH WLOO GHW QXYDUDQGH gYHU PHGHOSRlQJ UHGXFHUDV %73 I|U RJLIWD OLND VQDEEW RFK GHQ YLQVW VRP JMRUGHV L GHW WLGLJDUH LQWHUYDOOHW OLJJHU NYDU RI|UlQGUDG 'HQ OLOOD VSHWVHQ L VOXWHW EHURU Sn DWW %73 XQGHU NU PnQ HM EHWDODV XW )|U JLIWD VOnU GHQ EUDQWDUH %73 DYUlNQLQJHQ LJHQRP IXOOW XW QlU JDUDQWLSHQVLRQHQ lU ERUWUHGX FHUDG QHWWRI|UOXVWHQ XSSJnU VRP PHVW WLOO FD NU PnQ , DY VQLWW ILJXU YLVDV HIIHNWHQ QlU PDNHQ KDU HJHQ LQNRPVW
$OWHUQDWLY %73 DYUlNQLQJ PHG
RFK EU\WSXQNW Sn SULVEDVEHORSS I|U DOOD
, DOWHUQDWLY lU EU\WSXQNWHQ PHOODQ DYUlNQLQJVQLYnHUQD VDWW Sn HWW VnGDQW VlWW DWW %73 DYUlNQLQJHQ DQSDVVDV WLOO JDUDQWLSHQVLRQHQV DYUlNQLQJ 'HWWD OHGHU IUDP WLOO ROLND EU\WSXQNWHU I|U JLIWD RFK RJLIWD )|U JLIWD YDULHUDU GHVVXWRP GHQ QLYn Sn YLONHQ EU\WSXQNWHQ VND SODFHUDV I|U DWW PRWVYDUD GHQ SHQVLRQVQLYn VRP SUHFLV UHGX FHUDU ERUW JDUDQWLSHQVLRQHQ PHG PDNHQV LQNRPVW
)|U SHQVLRQlUHU I|GGD HOOHU VHQDUH EOLU EU\WSXQNWHU NRQ VWUXHUDGH HQOLJW DOWHUQDWLY RYDQ ± SULVEDVEHORSS I|U RJLIWD RFK ± I|U JLIWD 'HW NRPPHU DOOWVn DWW NUlYDV ROLND EU\WSXQNWHU MlPI|UW PHG L GDJVOlJHW
'n GHW NDQ YDUD EnGH RSUDNWLVNW RFK I|UYLUUDQGH PHG EU\W SXQNWHU I|U DYUlNQLQJVSURFHQW SODFHUDG Sn IOHUD ROLND QLYnHU DQ YlQGV L GHWWD DOWHUQDWLY HWW DYUXQGDW YlUGH Sn HWW SULVEDVEHORSS
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
OLND I|U DOOD )|U JLIWD EOLU EU\WSXQNWHQ ´H[DNW´ HQGDVW L HQ VSHFL ILN VLWXDWLRQ QlPOLJHQ Gn EnGD PDNDU KDU SUHFLV OLND VWRU SHQVLRQ $WW QLYnQ VlWWV QnJRW K|JUH lQ Q|GYlQGLJW IULJ|U L NRPELQDWLRQ PHG HQ K|MQLQJ DY DYUlNQLQJHQ L GHW |YUH LQNRPVWVNLNWHW IUnQ
WLOO SURFHQW PHGHO VRP P|MOLJJ|U DYUlNQLQJVQLYnQ SURFHQW L GHW OlJUH LQNRPVWVNLNWHW 1HXWUDOLWHW PRW QXYDUDQGH VLWXDWLRQ VNXOOH XSSQnV L GHW QHGUH LQNRPVWVNLNWHW PHG HQ DYWUDSSQLQJ Sn
SURFHQW 3n GHWWD VlWW NDQ GH NUDIWLJD PDUJLQDOHIIHNWHU VRP SHQVLRQlUHU PHG OnJ LQNRPVW L GDJ XWVlWWV I|U PLQVNDV QnJRW
, ILJXU QHGDQ YLVDV GH WRWDOD PDUJLQDOHIIHNWHUQD I|U HQ RJLIW SHQVLRQlU L GHW QXYDUDQGH UHVSHNWLYH GHW UHIRUPHUDGH V\VWHPHW PHG GHQQD NRQVWUXNWLRQ )|UXWVlWWQLQJDU L VDPWOLJD ILJXUHU
nUV SULVHU EDVEHORSS NRPPXQDOVNDWW SURFHQW ER HQGHNRVWQDG NU PnQ
)LJ 0DUJLQDOHIIHNW DYVHHQGH SHQVLRQ I|U HQ RJLIW SHQVLRQlU
| %73 DYUlNQLQJ EU\WSXQNW | SULVEDVEHORSS | |||||||||||||||||||
| 3URFHQW | ||||||||||||||||||||
| 6NLOOQDG | ||||||||||||||||||||
| 1XYDUDQGH | ||||||||||||||||||||
| 5HIRUPHUDW | ||||||||||||||||||||
0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ
$Y ILJXUHQ IUDPJnU DWW GHW L GHW QXYDUDQGH SHQVLRQVV\VWHPHW I| UHNRPPHU IHP RFK L GHW UHIRUPHUDGH VMX ROLND QLYnHU Sn GHQ WR WDOD PDUJLQDOHIIHNWHQ )|U RJLIWD PHGI|U NRQVWUXNWLRQHQ HQ VlQN QLQJ DY PDUJLQDOHIIHNWHUQD PHG QlUPDUH SURFHQWHQKHWHU I|U SHQVLRQlUHU PHG OnJ SHQVLRQ ± $73 SRlQJ VDPW K|MGD PDU JLQDOHIIHNWHU PHOODQ RFK PHGHOSRlQJ
, WDEHOO QHGDQ UHGRYLVDV GH IHP VMX VHJPHQWHQ
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | ||||||||||
| 7DEHOO 7RWDO PDUJLQDOHIIHNW YLG ROLND PHGHOSRlQJ | |||||||||||
| 0HGHOSRlQJ | 0DUJLQDOHIIHNW | ||||||||||
| 6HJPHQW | 1XYDUDQGH | 5HIRUPHUDW | 1XYDUDQGH | 5HIRUPHUDW | |||||||
| ± | ± | ||||||||||
| ± | ± | ||||||||||
| ± | ± | ||||||||||
| ± | ± | ||||||||||
| ± | ± | ||||||||||
| ± | ± | ||||||||||
| ± | ± | ||||||||||
6HJPHQW 0DUJLQDOHIIHNWHQ EHURU L GHW QXYDUDQGH V\VWHPHW Sn DYWUDSSQLQJHQ DY SHQVLRQVWLOOVNRWWHW L GHW UHIRUPHUDGH EHURU GHQ Sn DYWUDSSQLQJHQ DY JDUDQWLSHQVLRQHQ
6HJPHQW , GHW QXYDUDQGH V\VWHPHW VDPYHUNDU KlU NRPPX QDOVNDWWHQ DYWUDSSQLQJHQ DY GHW VlUVNLOGD JUXQGDYGUDJHW VDPW DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW HQOLJW I|OMDQGH
, GHW UHIRUPHUDGH VDPYHUNDU DYWUDSSQLQJHQ DY GHQ |YHU JnQJVYLVD JDUDQWLSHQVLRQHQ NRPPXQDOVNDWWHQ XSSWUDSSQLQJHQ DY JUXQGDYGUDJHW VDPW DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW HQOLJW I|OMDQGH 2EVHUYHUD DWW GHQ SURFHQWLJD DYWUDSSQLQJHQ DY JDUDQWLSHQVLRQHQ UHGX FHUDU PDUJLQDOHIIHNWHQ DY VNDWWH RFK %73 V\VWHPHQ PHG
SURFHQW GHVVD PXOWLSOLFHUDV GlUI|U PHG ±
6HJPHQW ,QJHW Q\WW VHJPHQW L GHW QXYDUDQGH V\VWHPHW , GHW UHIRUPHUDGH V\VWHPHW lU KlU XSSWUDSSQLQJHQ DY JUXQGDYGUDJHW NODU RFK I|OMDQGH PDUJLQDOHIIHNW HUKnOOV
6HJPHQW , GHW QXYDUDQGH V\VWHPHW KDU PDQ KlU QnWW GHQ K|JUH DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW RFK PDUJLQDOHIIHNWHQ EOLU , GHW UHIRUPHUDGH SnE|UMDV KlU DY WUDSSQLQJHQ DY JUXQGDYGUDJHW PDUJLQDOHIIHNWHQ EOLU Gn
6HJPHQW +lU KDU L GHW QXYDUDQGH V\VWHPHW GHW VlUVNLOGD JUXQGDYGUDJHW XSSK|UW RFK HUVDWWV DY DYWUDSSQLQJHQ DY GHW YDQ OLJD JUXQGDYGUDJHW PDUJLQDOHIIHNWHQ EOLU Gn
, GHW UHIRUPHUDGH V\VWHPHW lU GHQ |YHUJnQJVYLVD JDUDQWLSHQVLRQHQ ERUWUHGXFHUDG GHQ WRWDOD PDUJLQDOHIIHNWHQ EOLU
6HJPHQW ,QJHW Q\WW VHJPHQW L GHW QXYDUDQGH V\VWHPHW , GHW UHIRUPHUDGH V\VWHPHW QnV GHW |YUH LQWHUYDOOHW DY %73 UHGXFH ULQJHQ 'HQ WRWDOD PDUJLQDOHIIHNWHQ EOLU
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
6HJPHQW +lU KDU ERVWDGVWLOOlJJHW UHGXFHUDWV ERUW nWHUVWn HQGH PDUJLQDOHIIHNW EHURU Sn NRPPXQDOVNDWWHQ RFK DYWUDSS QLQJHQ DY JUXQGDYGUDJHW (WW DQQDW YDO DY NRP PXQDOVNDWWHVDWV KDGH LQRP EnGD V\VWHPHQ SnYHUNDW PDUJLQDOHI IHNWHQ Sn DOOD VHJPHQW XWRP GHW I|UVWD
, ILJXU QHGDQ YLVDV GH WRWDOD PDUJLQDOHIIHNWHUQD I|U HQ JLIW SHQVLRQlU YDUV PDNH VDNQDU LQNRPVW |YHU JUXQGSHQVLRQVQLYn L GHW QXYDUDQGH UHVSHNWLYH GHW UHIRUPHUDGH V\VWHPHW PHG SURFHQW DYUlNQLQJ I|U ´LQNRPVW´ XQGHU HWW SULVEDVEHORSS RFK SURFHQW GlU|YHU
| )LJ 0DUJLQDOHIIHNW DYVHHQGH SHQVLRQ I|U HQ JLIW SHQVLRQlU | |||||||||||||
| %73 DYUlNQLQJ EU\WSXQNW | SULVEDVEHORSS | ||||||||||||
| 3URFHQW | |||||||||||||
| 6NLOOQDG | |||||||||||||
| 1XYDUDQGH | |||||||||||||
| 5HIRUPHUDW | |||||||||||||
0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ
$Y ILJXUHQ IUDPJnU DWW GHW EnGH L GHW QXYDUDQGH RFK L GHW UHIRUPH UDGH SHQVLRQVV\VWHPHW I|UHNRPPHU VH[ ROLND QLYnHU Sn GHQ WRWDOD PDUJLQDOHIIHNWHQ bYHQ I|U JLIWD VlQNV PDUJLQDOHIIHNWHQ L LQWHU YDOOHW ± PHGHOSRlQJ RFK K|MV L LQWHUYDOOHW ± SRlQJ
, WDEHOO QHGDQ UHGRYLVDV GH VH[ VHJPHQWHQ
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | ||||||||||
| 7DEHOO 7RWDO PDUJLQDOHIIHNW YLG ROLND PHGHOSRlQJ | |||||||||||
| 0HGHOSRlQJ | 0DUJLQDOHIIHNW | ||||||||||
| 6HJPHQW | 1XYDUDQGH | 5HIRUPHUDW | 1XYDUDQGH | 5HIRUPHUDW | |||||||
| ± | ± | ||||||||||
| ± | ± | ||||||||||
| ± | ± | ||||||||||
| ± | ± | ||||||||||
| ± | ± | ||||||||||
| ± | ± | ||||||||||
6HJPHQW 0DUJLQDOHIIHNWHQ EHURU L GHW QXYDUDQGH V\VWHPHW Sn DYWUDSSQLQJHQ DY SHQVLRQVWLOOVNRWWHW L GHW UHIRUPHUDGH EHURU GHQ Sn DYWUDSSQLQJHQ DY JDUDQWLSHQVLRQHQ
6HJPHQW , GHW QXYDUDQGH V\VWHPHW VDPYHUNDU KlU NRPPX QDOVNDWWHQ DYWUDSSQLQJHQ DY GHW VlUVNLOGD JUXQGDYGUDJHW VDPW DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW HQOLJW I|OMDQGH
, GHW UHIRUPHUDGH VDPYHUNDU DYWUDSSQLQJHQ DY GHQ |YHU JnQJVYLVD JDUDQWLSHQVLRQHQ NRPPXQDOVNDWWHQ XSSWUDSSQLQJHQ DY JUXQGDYGUDJHW VDPW DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW HQOLJW I|OMDQGH 2EVHUYHUD DWW GHQ SURFHQWLJD DYWUDSSQLQJHQ DY JDUDQWLSHQVLRQHQ UHGXFHUDU PDUJLQDOHIIHNWHQ DY VNDWWH RFK %73 V\VWHPHQ PHG SURFHQW GHVVD PXOWLSOLFHUDV GlUI|U PHG
6HJPHQW +lU KDU L GHW QXYDUDQGH V\VWHPHW GHW VlUVNLOGD JUXQGDYGUDJHW XSSK|UW RFK HUVDWWV DY XSSWUDSSQLQJHQ DY GHW YDQ OLJD JUXQGDYGUDJHW PDUJLQDOHIIHNWHQ EOLU Gn
, GHW UHIRUPHUDGH V\VWHPHW lU GHQ |YHUJnQJVYLVD JDUDQWLSHQ VLRQHQ ERUWUHGXFHUDG 0DUJLQDO HIIHNWHQ EOLU
6HJPHQW +lU KDU GHW YDQOLJD JUXQGDYGUDJHWV SODWn QnWWV 'HQ WRWDOD PDUJLQDOHIIHNWHQ EOLU UHVSHNWLYH
6HJPHQW +lU SnE|UMDV I|U EnGD V\VWHPHQ DYWUDSSQLQJHQ DY JUXQGDYGUDJHW PDUJLQDOHIIHNWHQ EOLU Gn UH VSHNWLYH
6HJPHQW +lU KDU ERVWDGVWLOOlJJHW UHGXFHUDWV ERUW nWHUVWn HQGH PDUJLQDOHIIHNW EHURU Sn NRPPXQDOVNDWWHQ RFK DYWUDSS QLQJHQ DY JUXQGDYGUDJHW
(WW DQQDW YDO DY NRPPXQDOVNDWWHVDWV KDGH LQRP EnGD V\VWH PHQ SnYHUNDW PDUJLQDOHIIHNWHQ Sn DOOD VHJPHQW XWRP GHW I|UVWD
'H WRWDOD PDUJLQDOHIIHNWHUQD EOLU L GHW OnQJD LQWHUYDOOHWVHJPHQW OlJUH L GHW UHIRUPHUDGH lQ L GHW QXYDUDQGH V\VWHPHW %73 UHGXFHUDV GlUI|U QnJRW OnQJVDPPDUH 'HWWD OHGHU WLOO QnJRW K|JUH GLVSRQLEOD LQNRPVWHU 9LG K|JUH SHQVLRQVQLYnHU IUnQ RFK
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
PHG VHJPHQW I|U RJLIWD RFK VHJPHQW I|U JLIWD lU GRFN PDUJL QDOHIIHNWHQ K|JUH L GHW UHIRUPHUDGH V\VWHPHW RFK VNLOOQDGHQ L GLV SRQLEHO LQNRPVW PLQVNDU
)|U JLIWD KDGH HWW DQQDW DQWDJDQGH RP PDNHQV LQNRPVW I|UlQG UDW ELOGHQ *HQHUHOOW NDQ VlJDV DWW PDNDU PHG OLND VWRUD LQNRPVWHU IDOOHU ElWWUH XW L GHQ KlU EHVNULYQD NRQVWUXNWLRQHQ lQ PDNDU PHG ROLND LQNRPVWQLYnHU , ILJXUHUQD RFK YLVDV GHQ VNLOOQDG L PnQDWOLJ GLVSRQLEHO LQNRPVW XSSGHODG Sn QHWWRSHQVLRQ SHQVLRQ HIWHU VNDWW RFK ERVWDGVWLOOlJJ VRP |YHUJnQJHQ WLOO GHW UHIRUPH UDGH V\VWHPHW PHG GHQQD NRQVWUXNWLRQ DY %73 LQQHElU I|U HQ RJLIW UHVSHNWLYH JLIW nOGHUVSHQVLRQlU PHG HQEDUW SHQVLRQVLQ NRPVWHU )|U DWW In PHG %73 V\VWHPHWV WRWDOD HIIHNW KDU HQ ERHQ GHNRVWQDG Sn NU PnQ DQYlQWV
)LJ 6NLOOQDG L GLVSRQLEHO LQNRPVW I|U HQ RJLIW SHQVLRQlU YLG |YHUJnQJ WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW %73 DYUlNQLQJ
| .U PnQ | %U\WSXQNW | SULVEDVEHORSS | ||||||
| %73 | ||||||||
| 1HWWRSHQVLRQ | ||||||||
| 7RWDO | ||||||||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
, ILJXUHQ VHU PDQ KXU %73 L LQWHUYDOOHW WLOO PHGHOSRlQJ EOLU DOOW K|JUH L GHW UHIRUPHUDGH V\VWHPHW L I|UKnOODQGH WLOO GHW QXYD UDQGH gYHU PHGHOSRlQJ UHGXFHUDV %73 VQDEEDUH RFK GHQ YLQVW VRP JMRUGHV L GHW WLGLJDUH LQWHUYDOOHW PLQVNDU VXFFHVLYW )|U RJLIWD XWDQ DQGUD LQNRPVWHU lQ SHQVLRQ PHGI|U GHQQD NRQVWUXN WLRQ |NDGH GLVSRQLEOD LQNRPVWHU Sn XSS WLOO NU PnQ
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | ||||||||||||
| )LJ 6NLOOQDG L GLVSRQLEHO LQNRPVW I|U HQ JLIW SHQVLRQlU YLG | |||||||||||||
| |YHUJnQJ WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW %73 | |||||||||||||
| .U PnQ | DYUlNQLQJ %U\WSXQNW | SULVEDVEHORSS | |||||||||||
| %73 | |||||||||||||
| 1HWWRSHQVLRQ | |||||||||||||
| 7RWDO | |||||||||||||
| 0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG | |||||||||||||
, ILJXUHQ VHU PDQ KXU %73 I|U JLIW SHQVLRQlU L LQWHUYDOOHW WLOO
PHGHOSRlQJ EOLU DOOW K|JUH L GHW UHIRUPHUDGH V\VWHPHW L I|UKnO ODQGH WLOO GHW QXYDUDQGH 9LG K|JUH SHQVLRQ UHGXFHUDV %73 VQDE EDUH RFK GHQ YLQVW VRP JMRUGHV L GHW WLGLJDUH LQWHUYDOOHW UHGXFHUDV ERUW RFK |YHU PHGHOSRlQJ EOLU GHQ GLVSRQLEOD LQNRPVWHQ OlJUH lQ PHG QXYDUDQGH V\VWHP 'HQ PD[LPDOD I|UOXVWHQ lU L GHWWD DO WHUQDWLY FD NU PnQ OlJUH lQ DOWHUQDWLY , DYVQLWW ILJXU
YLVDV HIIHNWHQ QlU PDNHQ KDU HJHQ LQNRPVW
$OWHUQDWLY /lJUH HUVlWWQLQJVQLYn
'HW V\VWHP VRP EHVNULYV VRP DOWHUQDWLY RYDQ JHU VDPPD NUDI WLJD PDUJLQDOHIIHNWHU VRP GDJHQV V\VWHP $OWHUQDWLY PHGI|U RFNVn NUDIWLJD PDUJLQDOHIIHNWHU
(WW VlWW DWW PLQVND PDUJLQDOHIIHNWHUQD RFK Sn Vn VlWW OnWD GHQ W\GOLJDUH NRSSOLQJ PHOODQ OLYVLQNRPVW RFK HNRQRPLVN YlOIlUG YLG SHQVLRQ VRP GHW UHIRUPHUDGH V\VWHPHW LQQHElU NYDUVWn lYHQ HIWHU %73 lU DWW VlQND HUVlWWQLQJVQLYnQ L VWlOOHW I|U DWW K|MD DYUlN QLQJVWDNWHQ 2P HUVlWWQLQJVQLYnQ VlQNV WLOO SURFHQW RFK DY WUDSSQLQJHQ VlWWV WLOO SURFHQW I|U VDPWOLJD LQNRPVWQLYnHU HU KnOOV nWPLQVWRQH I|U OnJD SHQVLRQVQLYnHU QnJRW OlJUH QLYn Sn GH WRWDOD PDUJLQDOHIIHNWHUQD
'HW lU IUDPI|UDOOW YLG GHVVD QLYnHU ± PHGHOSRlQJ VRP GDJHQV V\VWHP JHU XSSKRY WLOO H[WUHPW NUDIWLJD PDUJLQDOHIIHNWHU QlUD SURFHQW
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
(Q DQQDQ I|UGHO PHG GHQQD NRQVWUXNWLRQ lU DWW LQJHQ ´EU\WSXQNW´ I|U |YUH RFK XQGUH LQWHUYDOO EHK|YHU NRQVWUXHUDV
, ILJXU QHGDQ YLVDV GH WRWDOD PDUJLQDOHIIHNWHUQD I|U HQ RJLIW SHQVLRQlU L GHW QXYDUDQGH UHVSHNWLYH GHW UHIRUPHUDGH V\VWHPHW PHG GHQQD NRQVWUXNWLRQ )|UXWVlWWQLQJDU L VDPWOLJD ILJXUHU
nUV SULVHU EDVEHORSS NRPPXQDOVNDWW SURFHQW ER HQGHNRVWQDG NU PnQ
| )LJ 0DUJLQDOHIIHNW DYVHHQGH LQNRPVWJUXQGDG SHQVLRQ I|U | |||||||||||||
| HQ RJLIW SHQVLRQlU PHG HQEDUW SHQVLRQVLQNRPVWHU | |||||||||||||
| 3URFHQW | |||||||||||||
| 6NLOOQDG | |||||||||||||
| 1XYDUDQGH | |||||||||||||
| 5HIRUPHUDW | |||||||||||||
0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ
$Y ILJXUHQ IUDPJnU DWW PDUJLQDOHIIHNWHUQD VMXQNHU NUDIWLJW ±
SURFHQWHQKHWHU I|U SHQVLRQlUHU PHG OnJ SHQVLRQ ± $73 SR lQJ
, ILJXU QHGDQ YLVDV GH PRWVYDUDQGH PDUJLQDOHIIHNWHUQD I|U HQ JLIW SHQVLRQlU YDUV PDNH VDNQDU LQNRPVWHU |YHU JUXQGSHQ VLRQVQLYn L GHW QXYDUDQGH UHVSHNWLYH GHW UHIRUPHUDGH V\VWHPHW PHG SURFHQWV DYUlNQLQJ
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | ||||||||||||
| )LJ 0DUJLQDOHIIHNW DYVHHQGH LQNRPVWJUXQGDG SHQVLRQ I|U HQ | |||||||||||||
| JLIW SHQVLRQlU PHG HQEDUW SHQVLRQVLQNRPVWHU | |||||||||||||
| 3URFHQW | |||||||||||||
| 6NLOOQDG | |||||||||||||
| 1XYDUDQGH | |||||||||||||
| 5HIRUPHUDW | |||||||||||||
0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ
bYHQ I|U JLIWD PLQVNDU PDUJLQDOHIIHNWHQ I|U SHQVLRQlUHU PHG OL WHQ SHQVLRQ
, ILJXU QHGDQ YLVDV VNLOOQDGHQ L GLVSRQLEHO LQNRPVW YLG ROLND SHQVLRQVQLYnHU I|U RJLIWD
| )LJ 6NLOOQDG L LQNRPVW I|U HQ RJLIW SHQVLRQlU YLG |YHUJnQJ | |||||||||||||
| WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW | |||||||||||||
| .U PnQ | |||||||||||||
| %73 | |||||||||||||
| 1HWWRSHQVLRQ | |||||||||||||
| 7RWDO | |||||||||||||
| 0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG | |||||||||||||
0HG GHQQD NRQVWUXNWLRQ GUDEEDV SHQVLRQlUHU PHG OnJ LQNRPVW JUXQGDG SHQVLRQ DY HWW LQNRPVWERUWIDOO Sn VRP PHVW NU PnQ 9LG FD PHGHOSRlQJ EOLU VLWXDWLRQHQ GHQ RPYlQGD RFK SHQVLR QlUHQ HUKnOOHU HQ QHWWRYLQVW Sn PD[ NU PnQ , ILJXU QHGDQ UHGRYLVDV PRWVYDUDQGH GLDJUDP I|U JLIWD
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
)LJ 6NLOOQDG L LQNRPVW I|U HQ JLIW SHQVLRQlU YLG |YHUJnQJ WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW
| .U PnQ | |||||||||||||
| 1HWWRSHQVLRQ | |||||||||||||
| %73 | |||||||||||||
| 7RWDO | |||||||||||||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
)|U JLIWD EOLU GHQ PD[LPDOD I|UOXVWHQ NU PnQ [ D[HOQ EU\WV YLG FD $73 SRlQJ RFK PD[YLQVWHQ EOLU FD NU PnQ
$OWHUQDWLY XWUHGV LQWH PHU lQ YDG VRP JMRUWV L GHWWD DYVQLWW
0DNHV LQNRPVW
, GH KLWWLOOV UHGRYLVDGH HIIHNWHUQD KDU GHW I|U JLIWD SHQVLRQlUHU DQ WDJLWV DWW GHQ HQD PDNHQ VDNQDU LQNRPVWHU VRP UHGXFHUDU ER VWDGVWLOOlJJHW +lU DQDO\VHUDV KXU VLWXDWLRQHQ SnYHUNDV RP PDNDQ KDU HQ K|JUH SHQVLRQ lQ EDUD JUXQGSHQVLRQ
, ILJXUHUQD RFK QHGDQ YLVDV GHQ VNLOOQDG L PnQDWOLJ GLV SRQLEHO LQNRPVW VRP |YHUJnQJHQ WLOO GHW UHIRUPHUDGH V\VWHPHW LQQHElU I|U HQ JLIW nOGHUVSHQVLRQlU PHG HQEDUW SHQVLRQVLQNRPVWHU YDUV PDNH KDU HQ SHQVLRQ PRWVYDUDQGH WYn $73 SRlQJ )|U DWW In PHG %73 V\VWHPHWV WRWDOD HIIHNW KDU HQ ERHQGHNRVWQDG Sn
NU PnQ DQYlQWV
628 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW
)LJ 6NLOOQDG L LQNRPVW I|U HQ JLIW SHQVLRQlU YDUV PDND KDU
$73 SRlQJ YLG |YHUJnQJ WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW
| .U PnQ | YLG DYWUDSSQLQJ | ||||||||||||
| %73 | |||||||||||||
| 1HWWRSHQVLRQ | |||||||||||||
| 7RWDO | |||||||||||||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
)LJ 6NLOOQDG L LQNRPVW I|U HQ JLIW SHQVLRQlU YDUV PDND KDU
$73 SRlQJ YLG |YHUJnQJ WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW
| .U PnQ | YLG DYWUDSSQLQJ | ||||||||||||
| %73 | |||||||||||||
| 1HWWRSHQVLRQ | |||||||||||||
| 7RWDO | |||||||||||||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
'HQ NUDIWLJD I|UOXVW VRP XSSNRPPHU Gn GHQ HQD PDNHQ VDNQDU SHQVLRQ |YHU JUXQGQLYn RFK GHQ DQGUD KDU HQ SHQVLRQ PRWVYD UDQGH FD $73 SRlQJ VH ILJXU UHVSHNWLYH EOLU EHW\GOLJW PLQGUH KlU
, YHUNOLJKHWHQ NRPPHU GHVVD IDOO DWW YDUD P\FNHW NRPSOLFHUDGH RFK DQWDOHW WlQNEDUD W\SIDOO lU RPIDWWDQGH RFK VNXOOH lQGn LQWH NXQQD WlFND DOOD P|MOLJD NRPELQDWLRQHU *HQHUHOOW NDQ VlJDV DWW
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
EnGD DOWHUQDWLYHQ lU J\QQVDPPD I|U PDNDU PHG OLND VWRU SHQVLRQ
RFK RJ\QQVDPPD QlU VWRU VNLOOQDG UnGHU PHOODQ PDNDUQDV LQ
NRPVWQLYnHU
0DUJLQDOHIIHNWHU DY HQ nUOLJ SHQVLRQVXSSUlNQLQJ
'H L I|UHJnHQGH DYVQLWW UHGRYLVDGH PDUJLQDOHIIHNWHUQD YLVDU KXU HQ K|JUH SHQVLRQVUlWW DYUlNQDV L ROLND OHG RFK VSHJODU Q\WWDQ L SHQVLRQVKlQVHHQGH DY DWW DUEHWD RFK WMlQD LQ PHU SHQVLRQVUlWW 'H PDUJLQDOHIIHNWHU DYVHHQGH SHQVLRQV|NQLQJDU VRP SHQVLRQlUHQ NRPPHU DWW XSSIDWWD HIWHU VLQ SHQVLRQHULQJ XSSNRPPHU YLG GHQ LQGH[PlVVLJD nUOLJD XSSUlNQLQJHQ , GHW I|OMDQGH UHGRYLVDV PDU JLQDOHIIHNWHUQD YLG HQ EDVEHORSSVK|MQLQJ GHOV PHG QXYDUDQGH UHJOHU RFK GHOV PHG GH Q\D SHQVLRQVUHJOHU RFK %73 DYUlNQLQJ HQOLJW DOWHUQDWLYHQ L I|UHJnHQGH DYVQLWW
1XYDUDQGH V\VWHP
, GLDJUDP QHGDQ YLVDV KXU VWRU GHO DY HQ VnGDQ nUOLJ SHQVLRQ VXSSUlNQLQJ VRP LQWH InU EHKnOODV HIWHU VNDWW RFK %73 DYUlNQLQJ
)LJ 0DUJLQDOHIIHNW DY HQ SULVEDVEHORSSVK|MQLQJ I|U HQ RJLIW
SHQVLRQlU L GHW QXYDUDQGH V\VWHPHW
| 3URFHQW | |
| %73 | |
| 6NDWW | |
| 1XYDUDQGH | |
0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ SHU PnQDG HIWHU EE K|MQLQJ
$OO DOOPlQ SHQVLRQ UlNQDV XSS PHG SULVEDVEHORSSHW 9LG OnJD
SHQVLRQVQLYnHU HQEDUW IRONSHQVLRQ RFK SHQVLRQVWLOOVNRWW OHGHU GHW
VlUVNLOGD JUXQGDYGUDJHW WLOO DWW SHQVLRQHQ lU REHVNDWWDG RFK SHQ
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW |
VLRQlUHQ InU EHKnOOD KHOD GHQ QRPLQHOOD |NQLQJHQ ,QWH KHOOHU %73
SnYHUNDV PDUJLQDOHIIHNWHQ EOLU QROO
-X K|JUH $73 SHQVLRQlUHQ KDU GHVWR VW|UUH GHO DY GHQ WRWDOD
SHQVLRQHQ RFK VnOHGHV DY HQ LQGH[XSSUlNQLQJ lU EHVNDWWDG
0DUJLQDOHIIHNWHQ NRPPHU GlUI|U DWW |ND L WDNW PHG DWW GHQ EH
VNDWWDGH SHQVLRQHQV DQGHO DY WRWDO SHQVLRQ |NDU 0DUJLQDOHIIHN
WHQV WLOOYl[WWDNW DYWDU HIWHUKDQG QlU GHQ REHVNDWWDGH GHOHQ DY SHQ
VLRQHQ XWJ|U HQ DOOW PLQGUH GHO DY WRWDO SHQVLRQ
'n GH GHODU DY SHQVLRQHQ VRP LQWH EHVNDWWDV LQWH KHOOHU SnYHU
NDU %73 WLOOWDU PDUJLQDOHIIHNWHQ IUnQ %73 V\VWHPHW Sn HWW OLN
QDQGH VlWW 6SHWVHQ YLG PHGHOSRlQJ EHURU Sn DWW %73 XQGHU
NU PnQ LQWH EHWDODV XW
5HIRUPHUDW V\VWHP
%73 DYUlNQLQJ PHG H[DNWD EU\WSXQNWHU
, GLDJUDP QHGDQ YLVDV KXU VWRU GHO DY HQ nUOLJ SHQVLRQVXSSUlN QLQJ VRP HIWHU SHQVLRQVUHIRUPHQ HM InU EHKnOODV HIWHU VNDWW RFK %73 DYUlNQLQJ
)LJ 0DUJLQDOHIIHNW DY HQ SULVEDVEHORSSVK|MQLQJ I|U HQ RJLIW
SHQVLRQlU L GHW UHIRUPHUDGH V\VWHPHW
3URFHQW
%73 6NDWW
5HIRUPHUDW
0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ SHU PnQDG HIWHU EE K|MQLQJ
(IWHU SHQVLRQVUHIRUPHQ NRPPHU DOO SHQVLRQ DWW EHVNDWWDV PDUJL
QDOHIIHNWHQ IUnQ VNDWWHV\VWHPHW EOLU GlUI|U L VWRUW VHWW OLND RDYVHWW
LQNRPVWQLYn 0DUJLQDOHIIHNWHQ IUnQ %73 IXQJHUDU GRFN Sn VDPPD
VlWW VRP L GHW QXYDUDQGH V\VWHPHW 'HW lU LQWH DYUlNQLQJVWDNWHQ
XWDQ KXU VWRU GHO DY SHQVLRQHQ VRP SnYHUNDU ERVWDGVWLOOlJJHW VRP
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | ||||||||||||
| lU DYJ|UDQGH , ILJXU QHGDQ YLVDV WRWDO PDUJLQDOHIIHNW DY HQ | |||||||||||||
| LQGH[XSSUlNQLQJ L GHW QXYDUDQGH RFK L GHW UHIRUPHUDGH V\VWHPHW | |||||||||||||
| )LJ 0DUJLQDOHIIHNW DY HQ SULVEDVEHORSSVK|MQLQJ I|U HQ RJLIW | |||||||||||||
| 3URFHQW | SHQVLRQlU | ||||||||||||
| 1XYDUDQGH | |||||||||||||
| 5HIRUPHUDW | |||||||||||||
0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ SHU PnQDG HIWHU EE K|MQLQJ
6NLOOQDGHQ L E|UMDQ EHURU Sn DWW JDUDQWLSHQVLRQHQ lU EHVNDWWDG 6SHWVDUQD YLG PHGHOSRlQJ EHURU Sn DWW %73 XQGHU NU PnQ HM EHWDODV XW
%73 DYUlNQLQJ PHG JHPHQVDP EU\WSXQNW
(IWHUVRP DYUlNQLQJVWDNWHQ L %73 V\VWHPHW LQWH KDU QnJRQ DYJ|
UDQGH EHW\GHOVH L GHWWD VDPPDQKDQJ EOLU HIIHNWHUQD L VWRUW VHWW
LGHQWLVND L GH EnGD DOWHUQDWLYHQ
5HGXFHULQJ DY ERVWDGVWLOOlJJ WLOO I|OMG DY DQGUD LQNRPVWHU lQ SHQVLRQ
, UHGRYLVQLQJHQ KDU KLWWLOOV DQWDJLWV DWW SHQVLRQlUHQ LQWH KDU QnJUD DQGUD LQNRPVWHU lQ DOOPlQ SHQVLRQ , GHVVD IDOO lU GHW nWPLQVWRQH I|U RJLIWD I|UKnOODQGHYLV OlWW DWW NRQVWUXHUD HWW V\VWHP VRP JHU L GHW QlUPDVWH RI|UlQGUDG GLVSRQLEHO LQNRPVW YLG ROLND SHQVLRQV QLYnHU 2P lYHQ DQGUD LQNRPVWHU VnVRP DUEHWV HOOHU NDSLWDOLQ NRPVWHU I|UHNRPPHU NRPSOLFHUDV SUREOHPHW 'HQ UHGRYLVDGH %73 DYUlNQLQJHQ PHG DOWHUQDWLYW SURFHQW L GHW OlJUH LQ NRPVWVNLNWHW E\JJHU Sn DWW HQ LQNRPVWJUXQGDG SHQVLRQ I|UVW UHGX FHUDU JDUDQWLSHQVLRQHQ GHW VRP GlUHIWHU EOLU NYDU ´JnU YLGDUH´
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW |
RFK UHGXFHUDU %73 $QGUD W\SHU DY LQNRPVWHU VRP LQWH UHGXFHUDU JDUDQWLSHQVLRQHQ ´JnU GLUHNW´ LQ L %73 V\VWHPHW RFK RUVDNDU HQ
SURFHQWLJ UHGXNWLRQ DY %73 (Q VnGDQ LQNRPVW KDU HQ PDU JLQDOHIIHNW VRP L LQWHUYDOOHW PHG SURFHQWV %73 UHGXNWLRQ lU ± UHVSHNWLYH ± SURFHQWHQKHWHU K|JUH PHG GHQQD NRQVWUXNWLRQ lQ L GDJVOlJHW
$UEHWVLQNRPVW
%73 DYUlNQLQJ PHG
0DUJLQDOHIIHNWHQ DYVHHQGH DUEHWVLQNRPVWHU EHVWnU DY HQ VNDWWH HIIHNW RFK HQ %73 HIIHNW 6WRUOHNHQ Sn GHQ VHQDUH EHURU Sn KXU VWRU SHQVLRQ VRP OLJJHU L ERWWHQ Sn nUVLQNRPVWHQ )|U DWW EHUlNQD HQ VnGDQ PDUJLQDOHIIHNW DGGHUDV PDUJLQDOVNDWWHQ RFK DYUlN QLQJVWDNWHQ L %73 V\VWHPHW 2P HQ SHQVLRQlU W H[ EHILQQHU VLJ Sn GHW VNDWWHPlVVLJD JUXQGDYGUDJHWV DYWUDSSQLQJVIDV RFK Sn GHQ
SURFHQWLJD %73 DYUlNQLQJHQ EOLU PDUJLQDOHIIHNWHQ
'HWWD lU SURFHQWHQKHWHU K|JUH lQ L GDJVOlJHW
, ILJXU RFK YLVDV YDG VRP YLG SHQVLRQVUHIRUPHQ RFK %73 DYUlNQLQJ PHG SURFHQW KlQGHU PHG GHQ GLVSRQLEOD LQNRPVWHQ YLG I|UHNRPVW DY HQ DQQDQ LQNRPVW L GHWWD IDOO HQ DU EHWVLQNRPVW
)LJ 6NLOOQDG L LQNRPVW I|U HQ RJLIW SHQVLRQlU PHG
NU PnQ L DUEHWVLQNRPVW YLG |YHUJnQJ WLOO GHW UHIRUPHUDGH
| .U PnQ | SHQVLRQVV\VWHPHW | ||||||||||||
| 1HWWRSHQVLRQ | |||||||||||||
| %73 | |||||||||||||
| 7RWDO | |||||||||||||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
| )LJ 6NLOOQDG L LQNRPVW I|U HQ JLIW SHQVLRQlU PHG NU PnQ | ||
| L DUEHWVLQNRPVW YLG |YHUJnQJ WLOO GHW UHIRUPHUDGH | ||
| .U PnQ | SHQVLRQVV\VWHPHW | |
| 1HWWRSHQVLRQ | ||
| %73 | ||
| 7RWDO | ||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
3HQVLRQlUHU PHG OnJ SHQVLRQ RFK HQ DUEHWVLQNRPVW I|UORUDU LQWH OLND P\FNHW Sn DWW GHW VlUVNLOGD JUXQGDYGUDJHW DYVNDIIDV VRP GH PHG OnJ SHQVLRQ RFK LQJHQ DUEHWVLQNRPVW , GHW Q\D V\VWHPHW OlJJV DUEHWVLQNRPVWHQ RYDQSn SHQVLRQVLQNRPVWHQ RFK JHQHUHUDU Sn Vn YLV HWW K|JUH JUXQGDYGUDJ 6NLOOQDGHQ PHOODQ VlUVNLOW RFK YDQOLJW JUXQGDYGUDJ lU I|U GHVVD SHQVLRQlUHU LQWH OLND VWRU GH |YHUNRPSHQVHUDV GlULJHQRP DY GHQ |YHUJnQJVYLVD JDUDQWLSHQ VLRQHQ PHQ WRWDOW I|UORUDU GH GRFN PHG GHQQD %73 NRQVWUXNWLRQ
%73 DYUlNQLQJ PHG
0DUJLQDOHIIHNWHQ DYVHHQGH DUEHWVLQNRPVWHU EHVWnU VRP WLGLJDUH QlPQWV DY HQ VNDWWHHIIHNW RFK HQ %73 HIIHNW 6NDWWHHIIHNWHQ Sn YHUNDV LQWH DY %73 V\VWHPHWV XWIRUPQLQJ 6NLOOQDGHQ PHOODQ
RFK SURFHQWVDYUlNQLQJ EOLU KHOW HQNHOW GHQ SUR FHQWLJD VNLOOQDGHQ L %73 DYUlNQLQJ 2P HQ SHQVLRQlU W H[ EHILQ QHU VLJ Sn JUXQGDYGUDJHWV DYWUDSSQLQJVIDV RFK Sn GHQ SURFHQ WLJD %73 DYWUDSSQLQJHQ EOLU PDUJLQDOHIIHNWHQ
'HWWD lU SURFHQWHQKHWHU K|JUH lQ L GDJVOlJHW
DWW MlPI|UD PHG GHQ SURFHQWHQKHWHU YLG SUR FHQWDOWHUQDWLYHW (IIHNWHUQD Sn GLVSRQLEHO LQNRPVW SnPLQQHU L VWRUW RP PRWVYDUDQGH HIIHNWHU L SURFHQWVDOWHUQDWLYHW 6NLOO QDGHQ lU DWW %73 I|UOXVWHUQD LQWH EOLU OLND VWRUD L GHWWD DOWHUQDWLY
'H EHILQQHU VLJ Sn JUXQGDYGUDJHWV XSSWUDSSQLQJVIDV
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW |
.DSLWDOLQNRPVWHU
0DUJLQDOHIIHNWHQ DY NDSLWDOLQNRPVWHU lU SURFHQW SOXV %73 DYWUDSSQLQJHQ , GHW RYDQ VNLVVHUDGH SURFHQWLQWHUYDOOHW |NDU DOOWVn lYHQ GHQQD PDUJLQDOHIIHNW PHG SURFHQWHQKHWHU (IIHNWHQ EOLU GlUPHG L KXYXGVDN GHQVDPPD VRP RYDQ UHGRYLVDWV I|U DUEHWVLQNRPVWHU
6lUVNLOG YLNWQLQJ DY YLVVD LQNRPVWHU
)|U DWW NRPPD WLOO UlWWD PHG GH SUREOHP VRP XSSNRPPHU DY DWW DYUlNQLQJVWDNWHQ K|MV PnVWH ROLND W\SHU DY LQNRPVW EHKDQGODV ROLND L %73 V\VWHPHW (QNODVW J|UV GHWWD JHQRP DWW SHQVLRQVLQ NRPVWHU WDV XSS WLOO IXOOW EHORSS PHGDQ DQGUD LQNRPVWHU EDUD WLOO HQ YLVV GHO UlNQDV PHG YLG %73 DYUlNQLQJHQ 0DUJLQDOHIIHNWHU PRWVYDUDQGH GDJHQV QLYn DYVHHQGH DUEHWVLQNRPVW HUKnOOV RP DQGUD LQNRPVWHU lQ SHQVLRQ WDV XSS WLOO FD SURFHQW L
SURFHQWVDOWHUQDWLYHW UHVSHNWLYH SURFHQW L SRFHQWVDOWHU QDWLYHW , GHW |YUH LQNRPVWLQWHUYDOOHW EOLU GRFN PDUJLQDOHIIHNWHQ EHW\GOLJW OlJUH lQ LGDJ
2P %73 GlUHPRW NRQVWUXHUDV HQOLJW DOWHUQDWLY K|MV LQWH DY UlNQLQJVIDNWRUHUQD L QnJRQ VW|UUH XWVWUlFNQLQJ 3n GHWWD VlWW NDQ GHQ VlUVNLOGD YLNWQLQJHQ DY |YULJD LQNRPVWHU XQGYLNDV 'HQQD I|UHQNOLQJ lU HQ DY I|UGHODUQD PHG GHWWD DOWHUQDWLY
, ILJXU LOOXVWUHUDV SUREOHPHW I|U HQ HQVDPVWnHQGH SHQVLRQlU PHG SURFHQW %73 DYUlNQLQJ 6LGRLQNRPVWHQ WDV KlU XSS PHG SURFHQW
2P HQ LQNRPVW VRP WDV XSS PHG SURFHQW UHGXFHUDU %73 PHG SURFHQW EOLU GHQ HIIHNWLYD DYUlNQLQJVWDNWHQ PRW GHQQD LQNRPVW GYV GHQVDPPD VRP L GDJVOlJHW 2P UHGXNWLRQHQ LVWlOOHW lU SURFHQW InV
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | ||
| )LJ 6NLOOQDG L LQNRPVW I|U HQ RJLIW SHQVLRQlU PHG | |||
| NU PnQ L DUEHWVLQNRPVW YLG |YHUJnQJ WLOO GHW UHIRUPHUDGH | |||
| .U PnQ | SHQVLRQVV\VWHPHW | ||
| 1HWWRSHQVLRQ | |||
| %73 | |||
| 7RWDO | |||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
, GHW OlJUH LQNRPVWVNLNWHW EOLU %73 QnJRW OlJUH EHURHQGH Sn DWW
SURFHQW DY DUEHWVLQNRPVWHQ WDV XSS L VWlOOHW I|U GH SURFHQW VRP JHU RI|UlQGUDG %73 , GHW |YUH LQWHUYDOOHW EOLU VRP V\QHV %73 EHW\GOLJW JHQHU|VDUH 5HVXOWDWHW EOLU OLNDUWDW PHG SUR FHQW NRQVWUXNWLRQHQ
$QGUD QLYnHU Sn VLGRLQNRPVWHQ JHU OLNQDQGH UHVXOWDW HIIHNWHQ I|U JLIWD lU L VWRUW VHWW OLNDGDQ 'HQQD NRQVWUXNWLRQ PHGI|U |NDGH NRVWQDGHU I|U %73 )|U DWW NRVWQDGVQHXWUDOLWHW VND XSSQnV PnVWH HQ VW|UUH DQGHO lQ SURFHQW DY |YULJD LQNRPVWHU WDV XSS VRP %73 LQNRPVW (Q QLYn VRP L NRPELQDWLRQ PHG |YULJD I|UVODJ JHU L VWRUW VHWW VDPPD EXGJHW EHODVWQLQJ VRP GDJHQV V\VWHP lU
SURFHQW , ILJXU RFK QHGDQ YLVDV HIIHNWHUQD Sn GLVSRQLEHO LQNRPVW RP VLGRLQNRPVWHQ WDV XSS PHG SURFHQW
628 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW
| )LJ 6NLOOQDG L LQNRPVW I|U HQ RJLIW SHQVLRQlU PHG | ||||||||
| NU PnQ L DUEHWVLQNRPVW YLG |YHUJnQJ WLOO GHW UHIRUPHUDGH | ||||||||
| .U PnQ | SHQVLRQVV\VWHPHW DYWUDSSQLQJ | |||||||
| 1HWWRSHQVLRQ | ||||||||
| %73 | ||||||||
| 7RWDO | ||||||||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
)LJ 6NLOOQDG L LQNRPVW I|U HQ RJLIW SHQVLRQlU PHG
NU PnQ L DUEHWVLQNRPVW YLG |YHUJnQJ WLOO GHW UHIRUPHUDGH
| .U PnQ | SHQVLRQVV\VWHPHW DYWUDSSQLQJ | |||||||
| 1HWWRSHQVLRQ | ||||||||
| %73 | ||||||||
| 7RWDO | ||||||||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
0DUJLQDOHIIHNWHU DYVHHQGH DUEHWVLQNRPVW
%73 DYUlNQLQJ PHG
, ILJXU ± QHGDQ YLVDV PDUJLQDOHIIHNWHU DYVHHQGH DUEHWVLQ NRPVWHU I|U HQ HQVDPVWnHQGH SHQVLRQlU RP GHVVD WDV XSS WLOO
SURFHQW RFK DYWUDSSQLQJHQ DY %73 lU SURFHQW 'HW VRP VNLOMHU ILJXUHUQD nW lU DQWDJDQGHW RP QLYn Sn LQNRPVWJUXQGDG SHQVLRQ
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
)LJ 0DUJLQDOHIIHNW DYVHHQGH DUEHWVLQNRPVW I|U HQ RJLIW
SHQVLRQlU PHGHOSRlQJ DYWUDSSQLQ
3URFHQW
1XYDUDQGH
5HIRUPHUDW
$UEHWVLQNRPVW NU PnQ
| )LJ 0DUJLQDOHIIHNW DYVHHQGH DUEHWVLQNRPVW I|U HQ RJLIW | |
| SHQVLRQlU PHGHOSRlQJ DYWUDSSQLQ | |
| 3URFHQW | |
| 1XYDUDQGH | |
| 5HIRUPHUDW | |
$UEHWVLQNRPVW NU PnQ
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW |
)LJ 0DUJLQDOHIIHNW DYVHHQGH DUEHWVLQNRPVW I|U HQ RJLIW
SHQVLRQlU PHGHOSRlQJ DYWUDSSQLQJ
3URFHQW
1XYDUDQGH
5HIRUPHUDW
$UEHWVLQNRPVW NU PnQ
1XYDUDQGH V\VWHP
, GHW QXYDUDQGH SHQVLRQVV\VWHPHW I|UHNRPPHU PHG GH DNWXHOOD QLYnHUQD Sn LQNRPVWJUXQGDG SHQVLRQ WRWDOW IHP ROLND QLYnHU Sn VDPPDQODJG PDUJLQDOHIIHNW Sn DUEHWVLQNRPVWHU XSS W R P
NU nU 9LG YLONHQ LQNRPVWQLYn GH IHP VHJPHQWHQ nWHU ILQQV Sn YDULHUDU PHG DQWDJDQGHW RP SHQVLRQVQLYn
%HURHQGH Sn NRQVWUXNWLRQHQ Sn GHW VlUVNLOGD JUXQGDYGUDJHW G\NHU LQWH DOOD PDUJLQDOHIIHNWVQLYnHU XSS YLG VDPWOLJD QLYnHU Sn $73 )|U VDPWOLJD SHQVLRQlUHU EHUlNQDV GHW VlUVNLOGD JUXQGDY GUDJHW EDVHUDW Sn WRWDO SHQVLRQ RFK GHW DOOPlQQD JUXQGDYGUDJHW EDVHUDW Sn VDPWOLJD EHVNDWWQLQJVEDUD LQNRPVWHU 'HW DYGUDJ VRP YLG DNWXHOOD QLYnHU Sn SHQVLRQ RFK EHVNDWWQLQJVEDU LQNRPVW lU VW|UVW DQYlQGV 2P HQ SHQVLRQlU PHG LQJHQ HOOHU OnJ $73 KDU HQ DUEHWVLQNRPVW EOLU GHW VlUVNLOGD JUXQGDYGUDJHW VW|UUH lQ GHW YDQ OLJD JUXQGDYGUDJHW (Q PDUJLQHOO |NQLQJ DY DUEHWVLQNRPVWHQ NRPPHU Sn JUXQG DY DWW DUEHWVLQNRPVWHU LQWH UHGXFHUDU GHW VlU VNLOGD JUXQGDYGUDJHW Gn DWW EHVNDWWDV IXOOW XW RFK PDUJLQDOVNDWWHQ EOLU OLND PHG VNDWWHVDWVHQ 2P SHQVLRQlUHQ LIUnJD KDU K|J $73 EOLU GHW VlUVNLOGD JUXQGDYGUDJHW OlJUH lQ GHW YDQOLJD JUXQGDYGUD JHW 2P GHQ EHVNDWWQLQJVEDUD LQNRPVWHQ Gn EHILQQHU VLJ L GHW LQ WHUYDOO GlU YDQOLJD JUXQGDYGUDJHW WUDSSDV DY EOLU PDUJLQDOVNDWWHQ
JnQJHU VNDWWHVDWVHQ (Q VnGDQ PDUJLQDOVNDWW I|UHNRPPHU LQWH YLG QnJRQ QLYn Sn DUEHWVLQNRPVW I|U HQ SHQVLRQlU PHG OnJ HOOHU LQJHQ $73
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
'H IHP QLYnHU VRP NDQ I|UHNRPPD lU RFK
SURFHQW
3n VHJPHQW EHURU PDUJLQDOHIIHNWHQ Sn NRPPXQDOVNDWWHQ VDPW DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW HQOLJW I|OMDQGH
3n VHJPHQW KDU PDQ QnWW GHQ K|JUH DYWUDSSQLQJHQ DY ER VWDGVWLOOlJJHW RFK PDUJLQDOHIIHNWHQ EOLU 3n VHJPHQW
VRP HQGDVW XSSNRPPHU RP GHW VlUVNLOGD JUXQGDYGUDJHW lU OlJUH lQ GHW YDQOLJD JUXQGDYGUDJHW WLOONRPPHU HIIHNWHQ DY DY WUDSSQLQJHQ DY GHW YDQOLJD JUXQGDYGUDJHW PDUJLQDOHIIHNWHQ EOLU Gn 3n VHJPHQW RFK KDU ERVWDGVWLOOlJJHW UHGXFHUDWV ERUW nWHUVWnHQGH PDUJLQDOHIIHNW EHURU Sn NRPPXQDO VNDWWHQ RFK HYHQWXHOOW DYWUDSSQLQJHQ DY JUXQGDYGUDJHW
UHVSHNWLYH
5HIRUPHUDW V\VWHP
8WIRUPQLQJHQ DY JDUDQWLSHQVLRQHQ SnYHUNDU LQWH PDUJLQDOHIIHNWV QLYnHUQD 3UREOHPDWLNHQ PHG DWW YLVVD QLYnHU HQGDVW XSSNRPPHU YLG YLVVD NRPELQDWLRQHU DY SHQVLRQ RFK DUEHWVLQNRPVWHU ILQQV LQWH KlU 'lUHPRW UHGXFHUDV DQWDOHW VHJPHQW PHG |NDQGH SHQVLRQ , GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW I|UHNRPPHU Sn DUEHWVLQ NRPVWHU XSS W R P NU nU VH[ ROLND QLYnHU Sn GHQ WRWDOD
PDUJLQDOHIIHNWHQ RFK SURFHQW
3n VHJPHQW EHURU PDUJLQDOHIIHNWHQ Sn NRPPXQDOVNDWWHQ XSSWUDSSQLQJHQ DY JUXQGDYGUDJHW VDPW DYWUDSSQLQJHQ DY ER VWDGVWLOOlJJHW HQOLJW I|OMDQGH 3n VHJ PHQW lU XSSWUDSSQLQJHQ DY JUXQGDYGUDJHW NODU RFK I|OMDQGH PDUJLQDOHIIHNW HUKnOOV 3n VHJPHQW SnE|UMDV DYWUDSSQLQJHQ DY JUXQGDYGUDJHW PDUJLQDOHIIHNWHQ EOLU Gn
3n VHJPHQW KDU PDQ QnWW GHQ OlJUH DYWUDSS QLQJHQ DY ERVWDGVWLOOlJJHW RFK PDUJLQDOHIIHNWHQ EOLU
3n VHJPHQW KDU ERVWDGVWLOOlJJHW UHGXFHUDWV ERUW nWHUVWnHQGH PDUJLQDOHIIHNW EHURU Sn NRPPXQDOVNDWWHQ RFK DY WUDSSQLQJHQ DY JUXQGDYGUDJHW 3n VHJPHQW lU DYWUDSSQLQJHQ DY JUXQGDYGUDJHW NODUW RFK PDUJLQDOHIIHNWHQ EOLU OLND PHG NRPPXQDOVNDWWHQ
(QGDVW SURFHQW DY DUEHWVLQNRPVWHQ UlNQDV PHG L %73 LQNRPVWHQ
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW |
%73 DYUlNQLQJ PHG
, ILJXU ± QHGDQ YLVDV PDUJLQDOHIIHNWHU DYVHHQGH DUEHWVLQ NRPVWHU I|U HQ HQVDPVWnHQGH SHQVLRQlU RP GHVVD WDV XSS WLOO
SURFHQW RFK DYWUDSSQLQJHQ DY %73 lU SURFHQW 'HW VRP VNLOMHU ILJXUHUQD nW lU DQWDJDQGHW RP QLYn Sn LQNRPVWJUXQGDG SHQVLRQ
| )LJ 0DUJLQDOHIIHNW DYVHHQGH DUEHWVLQNRPVW I|U HQ RJLIW | |||
| SHQVLRQlU PHGHOSRlQJ DYWUDSSQLQ | |||
| 3URFHQW | |||
| 1XYDUDQGH | |||
| 5HIRUPHUDW | |||
$UEHWVLQNRPVW NU PnQ
| )LJ 0DUJLQDOHIIHNW DYVHHQGH DUEHWVLQNRPVW I|U HQ RJLIW | |
| SHQVLRQlU PHGHOSRlQJ DYWUDSSQLQ | |
| 3URFHQW | |
| 1XYDUDQGH | |
| 5HIRUPHUDW | |
$UEHWVLQNRPVW NU PnQ
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
)LJ 0DUJLQDOHIIHNW DYVHHQGH DUEHWVLQNRPVW I|U HQ RJLIW
SHQVLRQlU PHGHOSRlQJ DYWUDSSQLQJ
3URFHQW
1XYDUDQGH
5HIRUPHUDW
$UEHWVLQNRPVW NU PnQ
)|U HQ EHVNULYQLQJ DY PDUJLQDOHIIHNWHUQD L GHW QXYDUDQGH V\VWH PHW VH DYVQLWW
5HIRUPHUDW V\VWHP
/LNVRP L SURFHQWVDOWHUQDWLYHW I|UHNRPPHU KlU Sn DUEHWV LQNRPVWHU XSS WRP NU nU VH[ ROLND QLYnHU Sn GHQ WRWDOD PDUJLQDOHIIHNWHQ RFK SURFHQW 'H WUH I|UVWD EOLU OlJUH L GHWWD DOWHUQDWLY PHGDQ GHQ IMlUGH EOLU K|JUH 3n GHW IHPWH RFK VMlWWH VHJPHQWHW lU %73 ERUWUHGXFHUDW YDUI|U PDU JLQDOHIIHNWHQ EOLU REHURHQGH DY %73 NRQVWUXNWLRQHQ
3n VHJPHQW EHURU PDUJLQDOHIIHNWHQ Sn NRPPXQDOVNDWWHQ XSSWUDSSQLQJHQ DY JUXQGDYGUDJHW VDPW DYWUDSSQLQJHQ DY ER VWDGVWLOOlJJHW HQOLJW I|OMDQGH 3n VHJ PHQW lU XSSWUDSSQLQJHQ DY JUXQGDYGUDJHW NODU RFK I|OMDQGH PDUJLQDOHIIHNW HUKnOOV 3n VHJPHQW SnE|UMDV DYWUDSSQLQJHQ DY JUXQGDYGUDJHW PDUJLQDOHIIHNWHQ EOLU Gn
3n VHJPHQW KDU PDQ QnWW GHQ OlJUH DYWUDSS QLQJHQ DY ERVWDGVWLOOlJJHW RFK PDUJLQDOHIIHNWHQ EOLU
3n VHJPHQW KDU ERVWDGVWLOOlJJHW UHGXFHUDWV ERUW nWHUVWnHQGH PDUJLQDOHIIHNW EHURU Sn NRPPXQDOVNDWWHQ RFK DY WUDSSQLQJHQ DY JUXQGDYGUDJHW 3n VHJPHQW lU DYWUDSSQLQJHQ DY JUXQGDYGUDJHW NODUW RFK PDUJLQDOHIIHNWHQ EOLU OLND PHG NRPPXQDOVNDWWHQ
(QGDVW SURFHQW DY DUEHWVLQNRPVWHQ UlNQDV PHG L %73 LQNRPVWHQ
| 628 | 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW |
5HGXFHULQJVUHJOHU I|U JLIWD SHQVLRQlUHU YDUV PDNH LQWH lU SHQVLRQlU
(Q VlUVNLOG VLWXDWLRQ XSSVWnU RP HQ SHQVLRQlU lU JLIW PHG HQ LFNH SHQVLRQlU
, GDJVOlJHW GHODV ERHQGHNRVWQDGHQ OLND PHOODQ PDNDU RP EnGD lU SHQVLRQlUHU GH NDQ In %73 I|U VLQ GHO DY ERHQGHNRVWQDGH XSS WLOO NU PnQ , GH IDOO %73 WDJDUHQ VDPPDQERU PHG PDNH VRP LQWH lU IRONSHQVLRQlU VND KHOD ERVWDGVNRVWQDGHQ EHUlNQDV XWJ|UD %73 WDJDUHQV ERVWDGVNRVWQDG PD[LPDO ERHQGHNRVWQDG EOLU NU PnQ 1lU GHW GlUHPRW JlOOHU LQNRPVWSU|YQLQJHQ L VDPPD VLWXDWLRQ VND nUVLQNRPVWHQ I|U HQYDU DY GHP EHUlNQDV XW J|UD KlOIWHQ DY GHUDV VDPPDQODJGD nUVLQNRPVW )|U GHQ PDNH VRP LQWH lU SHQVLRQlU UlNQDV KHOD LQNRPVWHQ PHG L nUVLQNRPVWHQ LQJHW IULEHORSS I|UHNRPPHU (Q LQNRPVW|NQLQJ GHODV I|U GHQQD JUXSS OLNVRP I|U WYn JLIWD SHQVLRQlUHU OLND PHOODQ PDNDUQD PHQ HQGDVW GHQ HQD PDNHQ KDU HWW ERVWDGVWLOOlJJ DWW UHGXFHUD %73 NRPPHU GlUI|U DWW UHGXFHUDV PHG KDOYD WDNWHQ MlPI|UW PHG |YULJD JUXSSHU 0DUJLQDOHIIHNWHQ IUnQ %73 lU GlUI|U I|U GHQQD JUXSS KlOIWHQ Vn VWRU VRP I|U |YULJD
, GHW I|OMDQGH DQDO\VHUDV HIIHNWHUQD RP lYHQ ERVWDGVNRVWQDGHQ GHODV OLND PHOODQ PDNDUQD RDYVHWW RP HQGDVW GHQ HQH HOOHU EnGD lU SHQVLRQlUHU 'HW PD[LPDOD %73 EHORSSHW NRPPHU Gn DWW KDOYHUDV QlU HQGDVW HQ DY PDNDUQD KDU SHQVLRQ 'HWWD NDQ L YLVV PnQ NRP SHQVHUDV DY DWW IULEHORSSHW GUDV IUnQ LQNRPVWHQ HIWHU DWW GHQ GHODWV PHOODQ PDNDUQD +HOD IULEHORSSHW GUDV GlUPHG IUnQ %73 WDJDUHQV GHO DY LQNRPVWHQ , GHW QXYDUDQGH V\VWHPHW GUDV IULEHORSSHW I|UVW IUnQ LQNRPVWHQ YLVVD LQNRPVWHU UlNQDV LQWH VHGDQ GHODV GHQ PHOODQ PDNDUQD HQGDVW KDOYD IULEHORSSHW NRPPHU GlUPHG %73 WDJDUHQ WLOOJRGR
, I|OMDQGH ILJXUHU YLVDV HIIHNWHQ DY HQ GHOQLQJ PHOODQ PDNDUQD DY VnYlO LQNRPVWHQ VRP ERVWDGVNRVWQDGHQ GHOV L GHW IDOO GHQ PDND VRP LQWH lU SHQVLRQlU VDNQDU LQNRPVW ILJ RFK GHOV L GHW IDOO DQGUD PDNHQ KDU HQ LQNRPVW Sn NU PnQ ILJ 9LG EH UlNQLQJ DY %73 KDU DOWHUQDWLY SURFHQWDYUlNQLQJ DQ YlQWV HIIHNWHUQD EOLU L KXYXGVDN GHVDPPD HQOLJW DOWHUQDWLY
'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW 628
)LJ 6NLOOQDG L LQNRPVW I|U HQ JLIW SHQVLRQlU YDUV PDND HM lU SHQVLRQlU RFK VDNQDU LQNRPVW YLG |YHUJnQJ WLOO GHW UHIRUPHUDGH
| .U PnQ | SHQVLRQVV\VWHPHW YL DYWUDSSQLQJ | ||||||||
| 1HWWRSHQVLRQ | |||||||||
| %73 | |||||||||
| 7RWDO | |||||||||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
2P SHQVLRQlUHQ HQGDVW KDU JUXQGSHQVLRQ HOOHU Vn OnJ SHQVLRQ DWW SHQVLRQVWLOOVNRWWHW LQWH KHOW UHGXFHUDWV ERUW VOnU HIIHNWHQ DY DWW HQ GDVW KDOYD ERHQGHNRVWQDGHQ lU %73 JUXQGDQGH LJHQRP IXOOW XW 1lU SHQVLRQHQ VHGDQ E|UMDU Yl[D Vn UHGXFHUDV ERVWDGVWLOOlJJHW L GDJHQV V\VWHP , GHW UHIRUPHUDGH PnVWH SHQVLRQlUHQV LQNRPVW EOL GXEEHOW Vn VWRU VRP IULEHORSSHW LQQDQ %73 DYUlNQLQJHQ SnE|UMDV 9LG FD PHGHOSRlQJ E|UMDU %73 DWW UHGXFHUDV JDUDQWLSHQVLRQHQ lU Gn ERUWUHGXFHUDG RFK DYUlNQLQJHQ QnJRW VQDEEDUH lQ L GDJVOl JHW
, ILJXU QHGDQ YLVDV PRWVYDUDQGH HIIHNW RP GHQ PDNH VRP LQWH lU SHQVLRQlU KDU HQ LQNRPVW Sn NU PnQ GHQQD LQ NRPVW WDV KlU HQGDVW XSS PHG SURFHQW
628 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW
)LJ 6NLOOQDG L LQNRPVW I|U HQ JLIW SHQVLRQlU YDUV PDND HM lU SHQVLRQlU RFK KDU LQNRPVW Sn NU PnQ YLG |YHUJnQJ WLOO GHW
.U PnQ UHIRUPHUDGH SHQVLRQVV\VWHPHW YL DYWUDSSQLQJ
| 1HWWRSHQVLRQ | |||||||||||||
| %73 | |||||||||||||
| 7RWDO | |||||||||||||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
'HQ LQLWLDOD I|UOXVWHQ YLG PHGHOSRlQJ EOLU LQWH OLND VWRU KlU 'HWWD EHURU Sn DWW GHQ DUEHWDQGH PDNHQV LQNRPVW UHGXFHUDU %73 IUnQ I|UVWD NURQDQ L GHW QXYDUDQGH V\VWHPHW , GHW UHIRUPHUDGH UlNQDV Gn SHQVLRQlUHQ VDNQDU LQNRPVW |YHU JUXQGQLYn HQGDVW LQNRPVWHU VRP |YHUVWLJHU JUXQGSHQVLRQVQLYnQ 'HQ VlUVNLOGD YLNWQLQJHQ DY DUEHWVLQNRPVWHQ NDQ DOOWVn LQWH PRWLYHUDV Sn VDPPD JUXQGHU I|U GHQQD JUXSS VRP I|U |YULJD , ILJXU QHGDQ YLVDV HIIHNWHUQD RP PDNHQV LQNRPVW UlNQDV PHG IXOOW XW
3HQVLRQlUHQV JUXQGSHQVLRQ RFK LFNH SHQVLRQlUHQV LQNRPVW VXPPHUDV 'lUHIWHU SnI|UV SHQVLRQlUHQ KDOYD KXVKnOOVLQNRPVWHQ (QGDVW GHQ GHO DY GHQ KDOYD KXVKnOOVLQNRPVWHQ VRP |YHUVWLJHU IULEHORSSHW UHGXFHUDU %73 LFNH SHQVLRQlUHQV DUEHWVLQNRPVW PnVWH DOOWVn YDUD PLQVW OLND VWRU VRP IULEHORSSHW I|U DWW %73 VND UHGXFHUDV
'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW 628
)LJ 6NLOOQDG L LQNRPVW I|U HQ JLIW SHQVLRQlU YDUV PDND HM lU SHQVLRQlU RFK KDU LQNRPVW Sn NU PnQ YLG |YHUJnQJ WLOO GHW
.U PnQ UHIRUPHUDGH SHQVLRQVV\VWHPHW YL DYWUDSSQLQJ
| 1HWWRSHQVLRQ | |||||||||||||
| %73 | |||||||||||||
| 7RWDO | |||||||||||||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
5HGXFHULQJVUHJOHU I|U nOGHUVSHQVLRQlUHU I|GGD HOOHU VHQDUH
+lU EHKDQGODV NRQVWUXNWLRQHQ DY UHGXFHULQJVUHJOHU I|U SHQVLRQl UHU I|GGD HOOHU VHQDUH (QGDVW GH PRPHQW L NRQVWUXNWLRQHQ VRP DYYLNHU IUnQ GHQ lOGUH JUXSSHQV NRQVWUXNWLRQ EHKDQGODV (Q VNLOOQDG PHOODQ GHQ |YHUJnQJVYLVD JDUDQWLSHQVLRQHQ WLOO nOGHUV SHQVLRQlUHU I|GGD HOOHU WLGLJDUH RFK GHQ ´IUDPWLGD´ JDUDQWL SHQVLRQHQ I|U SHQVLRQlUHU I|GGD HOOHU VHQDUH lU DWW WMlQVWH SHQVLRQHU UHGXFHUDU JDUDQWLSHQVLRQHQ I|U GHQ I|UUD JUXSSHQ PHQ LQWH I|U GHQ VHQDUH 7MlQVWHSHQVLRQHU E|U KlU GlUI|U EHKDQGODV Sn VDPPD VlWW VRP DUEHWVLQNRPVWHU RFK HQGDVW WDV XSS WLOO SUR FHQW
'n JDUDQWLSHQVLRQVQLYnHUQD I|U GHQQD JUXSS lU SULVEDV EHORSS I|U RJLIWD RFK I|U JLIWD NDQ IULEHORSSHW VlWWDV WLOO GHVVD QLYnHU *DUDQWLSHQVLRQHQ lU ERUWUHGXFHUDG YLG HQ %73 LQNRPVW Sn
± SULVEDVEHORSS I|U JLIWD RFK ± I|U JLIWD EU\WSXQNWHUQD VlWWV L DOWHUQDWLY GlUI|U YLG GHVVD QLYnHU
, ILJXU QHGDQ YLVDV VNLOOQDGHQ L QHWWRSHQVLRQ RFK %73 I|U HQ RJLIW SHQVLRQlU XWDQ DQGUD LQNRPVWHU lQ DOOPlQ SHQVLRQ L GHW QXYDUDQGH SHQVLRQV VNDWWH RFK %73 V\VWHPHW MlPI|UW PHG Q\D UHJOHU HQOLJW DOWHUQDWLY SURFHQW 'n GHVVD SHUVRQHU VRP nOGHUVSHQVLRQlUHU DOGULJ RPIDWWDWV DY GHW GH QXYDUDQGH V\VWHPHQ
628 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW
lU GHW LQWH UHOHYDQW DWW WDOD RP YLQVW I|UOXVW DY GH Q\D UHJOHUQD MlPI|UHOVHQ lU K\SRWHWLVN
)LJ 6NLOOQDG L LQNRPVW I|U HQ RJLIW SHQVLRQlU I|GG HOOHU
| VHQDUH PHOODQ GHW QXYDUDQGH RFK GHW UHIRUPHUDGH | ||
| .U PnQ | SHQVLRQVV\VWHPHW %73 DYUlNQLQJ | |
| 1HWWRSHQVLRQ | ||
| %73 | ||
| 7RWDO |
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
, ILJXU QHGDQ YLVDV PRWVYDUDQGH HIIHNWHU HQOLJW DOWHUQDWLY
UHVSHNWLYH SURFHQWVDYUlNQLQJ
)LJ 6NLOOQDG L GLVSRQLEHO LQNRPVW I|U HQ RJLIW SHQVLRQlU I|GG
HOOHU VHQDUH PHOODQ GHW QXYDUDQGH RFK GHW UHIRUPHUDGH
| .U PnQ | SHQVLRQVV\VWHPHW %73 DYUlNQLQJ | |||||||
| 1HWWRSHQVLRQ | ||||||||
| %73 | ||||||||
| 7RWDO | ||||||||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
*DUDQWLSHQVLRQHQ I|U SHQVLRQlUHU I|GGD HOOHU VHQDUH lU NRQ VWUXHUDG Vn DWW GH PHG SHQVLRQHU PRWVYDUDQGH PHOODQ FD WLOO PHGHOSRlQJ HUKnOOHU HQ K|JUH QHWWRSHQVLRQ lQ GH VNXOOH KD InWW L GDJHQV SHQVLRQVV\VWHP , EnGH DOWHUQDWLY RFK QHXWUDOLVHUDV
| 'H Q\D nOGHUVSHQVLRQVUHJOHUQD ± EHKRYHW | 628 | |
GHQQD LQNRPVW|NQLQJ WLOO HQ YLVV GHO (IWHUVRP JDUDQWLSHQVLRQHQ PHGYHWHW NRQVWUXHUDGHV I|U DWW J\QQD SHQVLRQlUHU L GHVVD LQ NRPVWOlJHQ NDQ GHW LIUnJDVlWWDV RP GHQQD HIIHNW DY %73 DYUlN QLQJHQ lU |QVNYlUG (WW VlWW DWW L YLVV PnQ PLQVND QHXWUDOLVHULQJV HIIHNWHQ IUnQ %73 V\VWHPHW lU DWW OnWD SHQVLRQlUHU I|GGD
HOOHU VHQDUH In VDPPD IULEHORSS VRP GH lOGUH
, ILJXU YLVDV HIIHNWHQ XQGHU DOWHUQDWLY DY DWW OnWD SHQVLR QlUHUQD I|GGD HOOHU VHQDUH In VDPPD IULEHORSS VRP GH lOGUH
| )LJ 6NLOOQDG L GLVSRQLEHO LQNRPVW I|U HQ RJLIW SHQVLRQlU I|GG | |
| HOOHU VHQDUH PHOODQ GHW QXYDUDQGH RFK GHW UHIRUPHUDGH | |
| SHQVLRQVV\VWHPHW %73 DYUlNQLQJ IULEHORSS | |
| .U PnQ | SULVEDVEHORSS |
| 1HWWRSHQVLRQ | |||||||||||||
| %73 | |||||||||||||
| 7RWDO | |||||||||||||
0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG
| 628 | |
8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGH SHQVLRQ ± EHKRYHW DY DQSDVVQLQJ DY LQNRPVWSU|YQLQJVUHJOHUQD
1XYDUDQGH UHJOHU
)UnQ GHQ DOOPlQQD SHQVLRQHULQJHQ XWJHV HIWHUOHYDQGHSHQVLRQ L IRUP DY RPVWlOOQLQJVSHQVLRQ VlUVNLOG HIWHUOHYDQGHSHQVLRQ RFK EDUQSHQVLRQ VDPW lQNHSHQVLRQ HQOLJW |YHUJnQJVUHJOHU
2PVWlOOQLQJVSHQVLRQ XWJHV WLOO HIWHUOHYDQGH PDND PDNH XQGHU VH[ PnQDGHU IUnQ G|GVIDOOHW HOOHU RP GHQ HIWHUOHYDQGH KDU EDUQ IUDP WLOO GHVV GHW \QJVWD EDUQHW I\OOHU nU 6lUVNLOG HIWHUOHYDQGH SHQVLRQ NDQ XWJHV HIWHU RPVWlOOQLQJVSHQVLRQ RP GHQ HIWHUOHYDQ GHV P|MOLJKHWHU DWW I|UV|UMD VLJ lU QHGVDWW 2PVWlOOQLQJVSHQVLRQ RFK VlUVNLOG HIWHUOHYDQGHSHQVLRQ NDQ LQWH XWJHV WLOO GHQ VRP I\OOW
nU
%DUQSHQVLRQ XWJHV WLOO HIWHUOHYDQGH EDUQ XQGHU nU HOOHU RP EDUQHW GlUHIWHU EHGULYHU VWXGLHU Sn JUXQG HOOHU J\PQDVLHVNROH QLYn WLOO GHVV EDUQHW I\OOHU nU
bQNHSHQVLRQ NDQ IRUWIDUDQGH XWJHV HQOLJW GH lOGUH UHJOHU VRP JlOOGH I|UH HIWHUOHYDQGHSHQVLRQVUHIRUPHQV JHQRPI|UDQGH
'HQ VRP YLG ODJlQGULQJHQV LNUDIWWUlGDQGH UHGDQ YDU lQND KDU RI|UlQGUDG UlWW WLOO lQNHSHQVLRQ HQOLJW GH lOGUH UHJOHUQD 'HW VDPPD JlOOHU I|U GHQ VRP lU I|GG HOOHU WLGLJDUH RFK I|U GHQQD JUXSS NDQ RFNVn lQNHSHQVLRQ HQOLJW GH lOGUH UHJOHUQD Q\ EHYLOMDV )|U NYLQQRU VRP lU I|GGD nUHQ ± RFK GHQ
GHFHPEHU YDU JLIW PHG GHQ VHQDUH DYOLGQH NDQ RFNVn Q\EH YLOMDV lQNHSHQVLRQ lYHQ QlU G|GVIDOOHW LQWUlIIDU HIWHU GH Q\D EH VWlPPHOVHUQDV LNUDIWWUlGDQGH )|U NYLQQRU VRP lU I|GGD HO OHU VHQDUH JlOOHU VlUVNLOGD |YHUJnQJVUHJOHU I|U lQNHSHQVLRQHQ
2PVWlOOQLQJVSHQVLRQ RFK KHO VlUVNLOG HIWHUOHYDQGHSHQVLRQ XW J|UV DY IRONSHQVLRQ PHG SURFHQW DY SULVEDVEHORSSHW VDPW SHQ VLRQVWLOOVNRWW PHG SURFHQW DY SULVEDVEHORSSHW 3HQVLRQVWLOO VNRWWHW DYUlNQDV PHG SURFHQW PRW $73 2PVWlOOQLQJVSHQVLRQ RFK KHO VlUVNLOG HIWHUOHYDQGHSHQVLRQ IUnQ $73 XWJ|U SURFHQW
| 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGHSHQVLRQ | 628 |
DY GHQ DYOLGQHV HJHQSHQVLRQ RP GHW lYHQ ILQQV SHQVLRQVEHUlWWLJDW EDUQ , DQQDW IDOO XWJ|U GHVVD SHQVLRQVEHORSS SURFHQW DY GHQ DYOLGQHV HJHQSHQVLRQ
'HQ VRP XSSElU RPVWlOOQLQJVSHQVLRQ HOOHU VlUVNLOG HIWHUOH YDQGHSHQVLRQ KDU UlWW WLOO %73 HQOLJW VDPPD UHJOHU VRP |YULJD SHQVLRQlUHU
bQNHSHQVLRQHQV JUXQGQLYn EHVWnU DY IRONSHQVLRQ PHG SUR FHQW DY SULVEDVEHORSSHW RFK SHQVLRQVWLOOVNRWW PHG SURFHQW DY SULVEDVEHORSSHW 3HQVLRQVWLOOVNRWWHW DYUlNQDV PHG SURFHQW PRW $73 bQNHSHQVLRQ L IRUP DY IRONSHQVLRQ RFK SHQVLRQVWLOO VNRWW XWJHV LQWH WLOO GHQ VRP I\OOW nU 'HQ LQNRPVWJUXQGDGH $73 SHQVLRQHQ PRWVYDUDU SURFHQW DY GHQ DYOLGQH PDNHQV $73 SHQVLRQ RP GHW lYHQ ILQQV SHQVLRQVEHUlWWLJDW EDUQ L DQQDW IDOO PRWVYDUDU lQNHSHQVLRQHQ SURFHQW DY PDNHQV $73 SHQ VLRQ bQNHSHQVLRQHQ EOLU GlUPHG PDNHQV PHGHOSRlQJ SULV EDVEHORSSHW HOOHU PDNHQV PHGHOSRlQJ SULVEDVEHORSSHW
bQNHSHQVLRQlUHU KDU UlWW WLOO %73 HQOLJW VDPPD UHJOHU VRP |Y ULJD SHQVLRQlUHU
6HGDQ GHQ DSULO lU lQNHSHQVLRQ IUnQ IRONSHQVLRQH ULQJHQ LQNOXVLYH SHQVLRQVWLOOVNRWWHW LQNRPVWSU|YDG ,QNRPVWEH UlNQLQJHQ J|UV GlUYLG L KXYXGVDN HQOLJW UHJOHUQD I|U %73 'RFN ERUWVHV IUnQ LQNRPVW IUnQ DQQDQ SHQVLRQVI|UVlNULQJ lQ WMlQVWHSHQ VLRQVI|UVlNULQJ RFK IUnQ SHQVLRQVVSDUNRQWRQ VRP DYVHV L SXQN WHUQD RFK DY DQYLVQLQJDUQD WLOO † NRPPXQDOVNDWWHODJHQ 6HGDQ LQNRPVWHQ EHUlNQDWV Sn GHWWD VlWW PLQVNDV lQNHSHQVLRQHQ PHG SURFHQW DY nUVLQNRPVWHQ
2P GHW I|UHOLJJHU UlWW WLOO EnGH %73 RFK lQNHSHQVLRQ UHGXFHUDV I|UVW %73 'HQ GHO DY lQNDQV LQNRPVWHU VRP |YHUVWLJHU GHQ LQNRPVW YLG YLONHQ ERVWDGVWLOOlJJ LQWH OlQJUH XWJHV YHUNDU VHGDQ UHGXFHUDQGH Sn lQNHSHQVLRQHQ $73 GHOHQ UHGXFHUDV LQWH
(IWHUOHYDQGHSHQVLRQVXWUHGQLQJHQV
I|UVODJ
(IWHUOHYDQGHSHQVLRQVXWUHGQLQJHQ (3 XWUHGQLQJHQ KDU DYOlPQDW VLWW EHWlNDQGH 628 (IWHUOHYDQGHSHQVLRQ (Q DQSDVV QLQJ WLOO GHW UHIRUPHUDGH nOGHUVSHQVLRQVV\VWHPHW , EHWlQNDQGHW OlPQDU (3 XWUHGQLQJHQ I|UVODJ WLOO EHUlNQLQJ DY lQNHSHQVLRQHUQD IU R P nU
0DNHV $73 SHQVLRQ XWJ|U PHGHOSRlQJ SULVEDVEHORSSHW bQNHSHQVLRQHQ EOLU GlUPHG SURFHQW DY HOOHU SURFHQW DY
| 628 | 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGH SHQVLRQ |
)|UVODJHW LQQHElU DWW lQNHSHQVLRQ L IRUP DY IRONSHQVLRQ RFK SHQVLRQVWLOOVNRWW LQWH VND XWJHV HIWHU GHQ GHFHPEHU (IWHU GHQQD WLGSXQNW VND GHW I|UVWD EDVEHORSSHWV LQNRPVWHU NRP SHQVHUDV JHQRP HWW WLOOlJJ WLOO WLOOlJJVSHQVLRQ L IRUP DY lQNHSHQ VLRQ PHG HWW EHORSS VRP PRWVYDUDU SURFHQW DY SULVEDVEHORS SHW +lUXW|YHU VND XWJHV HQ lQNHJDUDQWLSHQVLRQ
bQNHJDUDQWLSHQVLRQHQ VND EHUlNQDV XWLIUnQ HQ EDVQLYn RP
SULVEDVEHORSS 'HQQD EDVQLYn VND DYUlNQDV PHG SURFHQW DY GHQ GHO DY LQNRPVWUHODWHUDG lQNHSHQVLRQ WLOOlJJVSHQVLRQ RFK
SURFHQWWLOOlJJ VRP OLJJHU XQGHU SULVEDVEHORSS )|U LQNRPVW JUXQGDG lQNHSHQVLRQ GlUXW|YHU VND HQ DYUlNQLQJ J|UDV PHG
SURFHQW
9LG HQ LQNRPVWJUXQGDG SHQVLRQ Sn SULVEDVEHORSS lU JD UDQWLSHQVLRQHQ KHOW ERUWUHGXFHUDG (IWHUVRP PD[LPDO LQNRPVW JUXQGDG SHQVLRQ lU SULVEDVEHORSS UHGXFHUDV LQWH KHOD JDUDQWLSHQVLRQHQ ERUW LQRP V\VWHPHW
(3 XWUHGQLQJHQ I|UHVOnU DWW GHW V N SURFHQWWLOOlJJHW RFK lQ NHJDUDQWLSHQVLRQHQ XW|YHU DYUlNQLQJHQ PRW GHQ LQNRPVWUHODWH UDGH lQNHSHQVLRQHQ VND LQNRPVWSU|YDV HQOLJW PRWVYDUDQGH UHJOHU VRP QX JlOOHU I|U LQNRPVWSU|YQLQJ DY IRONSHQVLRQ L IRUP DY lQNHSHQVLRQ (3 XWUHGQLQJHQ OlJJHU GRFN LQWH IUDP QnJRW I|UVODJ WLOO LQNRPVWSU|YQLQJVUHJOHU PHG KlQV\Q WLOO GHW DUEHWH VRP EHGULYV LQRP %73 XWUHGQLQJHQ
'HQ VRP KDU lQNHSHQVLRQ HQOLJW GH Q\D UHJOHUQD VND RFNVn KD UlWW WLOO ERVWDGVWLOOlJJ 8WUHGQLQJHQ I|UHVOnU GRFN DWW lQNRU I|GGD
HOOHU VHQDUH RFK VRP Q\EHYLOMDV lQNHSHQVLRQ HIWHU nU
LQWH VND YDUD EHUlWWLJDGH WLOO YDUH VLJ lQNHJDUDQWLSHQVLRQ HOOHU %73
(QOLJW GDJHQV UHJOHU KDU GHQ VRP KDU RPVWlOOQLQJVSHQVLRQ HOOHU VlUVNLOG HIWHUOHYDQGHSHQVLRQ RFNVn UlWW WLOO %73 (IWHUOHYDQGHSHQ VLRQVXWUHGQLQJHQ I|UHVOnU DWW UlWW WLOO %73 LQWH OlQJUH VND I|UHOLJJD L GHVVD IDOO 8WUHGQLQJHQ DQVHU EO D DWW HQ HIWHUOHYDQGH VRP lU EHUlWWLJDG WLOO HIWHUOHYDQGHSHQVLRQ LQWH Sn VDPPD VlWW VRP HQ nOGHUV HOOHU I|UWLGVSHQVLRQlU lU DWW EHWUDNWD VRP LFNH I|UYlUYVDN WLY , IOHUWDOHW IDOO KDU GHQ HIWHUOHYDQGH HQ I|UYlUYVLQNRPVW YLG VLGDQ DY SHQVLRQHQ %RVWDGVWLOOlJJ KDU GlUI|U I|U HIWHUOHYDQGH YX[QD L SUDNWLNHQ HQ WlPOLJHQ OLWHQ EHW\GHOVH HNRQRPLVNW VHWW $Y GH VRP L GHFHPEHU XSSEDU RPVWlOOQLQJVSHQVLRQ HOOHU VlU VNLOG HIWHUOHYDQGHSHQVLRQ HUK|OO DY WRWDOW SHQVLRQVWD JDUH %73 GYV FLUND SURFHQW , IOHUWDOHW IDOO XWJDYV %73 PHG UHGXFHUDW EHORSS Sn JUXQG DY UHJOHUQD RP LQNRPVWSU|YQLQJ
9LG XWDUEHWDQGHW DY HIWHUOHYDQGHSHQVLRQVXWUHGQLQJHQV I|UVODJ WLOO QLYnHU I|U GHQ LQNRPVWJUXQGDGH GHOHQ RFK WLOO XWIRUPQLQJHQ
| 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGHSHQVLRQ | 628 |
DY JUXQGVN\GGHW WLOO RPVWlOOQLQJVSHQVLRQ RFK VlUVNLOG HIWHUOHYDQ
GHSHQVLRQ KDU XWUHGQLQJHQ WDJLW KlQV\Q WLOO GHWWD I|UVODJ
%73 DYUlNQLQJ DYVHHQGH lQNHSHQVLRQ RFK DQQDQ SHQVLRQVLQNRPVW
'H I|UHVODJQD UHJOHUQD I|U lQNHSHQVLRQ KDU HQ OLNDUWDG XWIRUPQLQJ VRP GH Q\D UHJOHUQD I|U nOGHUVSHQVLRQ 'HW lU GlUI|U QDWXUOLJW DWW DQSDVVQLQJHQ DY LQNRPVWSU|YQLQJVUHJOHUQD I|U ERVWDGVWLOOlJJ Vn OnQJW P|MOLJW J|UV OLND I|U nOGHUVSHQVLRQlUHU RFK lQNHSHQVLRQlUHU 2P VDPPD DYUlNQLQJVUHJOHU I|U %73 VRP L DYVQLWW VNLVVH UDGHV I|U GHW Q\D nOGHUVSHQVLRQVV\VWHPHW VNXOOH DSSOLFHUDV Sn GH I|UHVODJQD UHJOHUQD I|U lQNHSHQVLRQ EOLU UHVXOWDWHW HQOLJW ILJXU
bQNHJDUDQWLSHQVLRQHQ RFK SURFHQWWLOOlJJHW LQJnU L LQNRPVWEH UlNQLQJHQ PHG EHORSSHW I|UH LQNRPVWSU|YQLQJHQ )ULEHORSSHW KDU KlU VDWWV WLOO SULVEDVEHORSS GYV lQNHJDUDQWLSHQVLRQHQV EDV QLYn 9L EHJUlQVDU KlU DQDO\VHQ WLOO DOWHUQDWLY VH DYVQLWW
PHG SURFHQW %73 DYUlNQLQJ 5HVXOWDWHQ EOLU OLNDUWDGH L En GD DOWHUQDWLYHQ ([HPSOHW DYVHU HQ lQND PHG SURFHQW DY PD NHQV $73 %RHQGHNRVWQDGHQ lU VRP L WLGLJDUH H[HPSHO VDWW WLOO
NU PnQ RFK NRPPXQDOVNDWWHVDWVHQ WLOO SURFHQW
)LJ 0DUJLQDOHIIHNW DYVHHQGH SHQVLRQ I|U HQ lQNHSHQVLRQlU PHG HQEDUW SHQVLRQVLQNRPVWHU %73 DYUlNQLQJ EU\WSXQNW SULVEDVEHORSS
3URFHQW
6NLOOQDG
1XYDUDQGH
5HIRUPHUDW
0HGHOSRlQJ 1XYDUDQGH EUXWWRSHQVLRQ
$Y ILJXUHQ IUDPJnU DWW GHW I|UHNRPPHU WYn QLYnHU Sn GHQ WRWDOD PDUJLQDOHIIHNWHQ 3n GHW I|UVWD VHJPHQWHW DYWUDSSDV SHQVLRQVWLOO VNRWWHW UHVSHNWLYH JDUDQWLSHQVLRQHQ PHG SURFHQW 'HW DQGUD
| 628 | 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGH SHQVLRQ |
VHJPHQWHW E|UMDU YLG PHGHOSRlQJ L GHW QXYDUDQGH V\VWHPHW RFK PHGHOSRlQJ L GHW UHIRUPHUDGH , GHW QXYDUDQGH V\VWHPHW VDPYHUNDU KlU NRPPXQDOVNDWWHQ DYWUDSSQLQJHQ DY GHW VlUVNLOGD JUXQGDYGUDJHW VDPW DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW L GHW KlU UHGRYLVDGH DOWHUQDWLYHW HQOLJW I|OMDQGH , GHW UHIRUPHUDGH V\VWHPHW VDPYHUNDU DYWUDSSQLQJHQ DY JDUDQWLSHQVLR QHQ NRPPXQDOVNDWWHQ XSSWUDSSQLQJHQ DY GHW YDQOLJD JUXQGDY GUDJHW VDPW DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW HQOLJW I|OMDQGH
(QGD VNLOOQDGHQ VRP XSSNRP PHU RP HUVlWWQLQJHQ IUnQ PDNHQV $73 lU L VWlOOHW I|U SUR FHQW lU DWW EU\WSXQNWHQ PHOODQ VHJPHQWHQ IO\WWDV XSS WLOO
SULVEDVEHORSS L GHW QXYDUDQGH RFK SULVEDVEHORSS L GHW UHIRU PHUDGH V\VWHPHW
, ILJXU YLVDV VNLOOQDGHQ L GLVSRQLEHO LQNRPVW PHOODQ V\VWH PHQ
| )LJ 6NLOOQDG L GLVSRQLEHO LQNRPVW I|U HQ lQNHSHQVLRQlU | |||||||||||||
| XWDQ DQGUD LQNRPVWHU lQ SHQVLRQ YLG |YHUJnQJ WLOO GHW | |||||||||||||
| UHIRUPHUDGH SHQVLRQVV\VWHPHW %73 DYUlNQLQJ | |||||||||||||
| .U PnQ | %U\WSXQNW | SULVEDVEHORSS | |||||||||||
| 1HWWRSHQVLRQ | |||||||||||||
| %73 | |||||||||||||
| 7RWDO | |||||||||||||
| 0HGHOSRlQJ 1XYDUDQGH %UXWWRSHQVLRQ SHU PnQDG | |||||||||||||
.RQVWUXNWLRQHQ DY JDUDQWLSHQVLRQHQ WLOO lQNRU PHGI|U YLG OnJD SHQVLRQVQLYnHU HQ OlJUH QHWWRSHQVLRQ 9LG FD $73 SRlQJ PLQVNDU UHGXNWLRQHQ DY JDUDQWLSHQVLRQHQ IUnQ WLOO SURFHQW VDPWLGLJW E|UMDU %73 DWW UHGXFHUDV 3URJUHVVLYLWHWHQ L SHQVLRQV RFK VNDWWHV\VWHPHQ lU OlJUH L GHW UHIRUPHUDGH GlUI|U PLQVNDU I|UOXVWHQ L QHWWRSHQVLRQ QlU SHQVLRQVQLYnQ |NDU ,QRP %73 V\V WHPHW lU I|UKnOODQGHW GHW RPYlQGD YLONHW PHGI|U DWW %73 UHGXFH
2EVHUYHUD DWW GHQ SURFHQWLJD JDUDQWLSHQVLRQDYWUDSSQLQJHQ PHGI|U DWW HQGDVW
SURFHQW DY HQ LQNRPVW|NQLQJ JnU WLOO EHVNDWWQLQJ RFK %73 UHGXNWLRQ 'HVVD NRPSRQHQWHU PXOWLSOLFHUDV GlUI|U PHG
| 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGHSHQVLRQ | 628 |
UDV VQDEEDUH L GHW UHIRUPHUDGH V\VWHPHW 6DPPDQWDJHW PLQVNDU I|UOXVWHQ L GLVSRQLEHO LQNRPVW L K|JUH LQNRPVWOlJHQ
, WDEHOO QHGDQ YLVDV VDPPD I|UlQGULQJDU L WDEHOOIRUP
7DEHOO 6NLOOQDG L GLVSRQLEHO LQNRPVW I|U HQ lQNHSHQVLRQlU XWDQ DQGUD LQNRPVWHU lQ SHQVLRQ YLG |YHUJnQJ WLOO GHW UHIRU PHUDGH SHQVLRQVV\VWHPHW .U PnQDG
| 1XYDUDQGH | 5HIRUPHUDW | 'LIIHUHQV | ||||||||||||||||
| $73 | %UXWWR | 1HWWR | %UXWWR | 1HWWR | 1HWWR | |||||||||||||
| SRlQJ | SHQVLRQ | SHQVLRQ | %73 | SHQVLRQ | SHQVLRQ | %73 | SHQVLRQ | %73 | 7RWDO | |||||||||
%73 E|UMDU DWW UHGXFHUDV YLG FD SRlQJ 'HWWD PRWVYDUDU L GHW QXYDUDQGH V\VWHPHW FD NU PnQ L EUXWWRSHQVLRQ %73 UHGXN WLRQHQ lU NUDIWLJDUH L GHW UHIRUPHUDGH V\VWHPHW MlP I|UW PHG GDJHQV SURFHQW 'HQ OlJUH PDUJLQDOVNDWWHQ PHGI|U GRFN DWW GHQ WRWDOD PDUJLQDOHIIHNWHQ EOLU QnJRW OlJUH L GHW UHIRU PHUDGH V\VWHPHW 'HW LQQHElU DWW QnJRW DY GHQ PLQVNDGH QHWWR SHQVLRQHQ WDV LJHQ I|U GH PHG K|JUH SHQVLRQ
(Q WDEHOO OLNQDQGH WDEHOO ILQQV L 628 VLG
(QOLJW GHQQD WDEHOO lU I|UOXVWHQ L QHWWRSHQVLRQ LQWH OLND VWRU VRP L WDEHOO 6NLOOQDGHQ EHURU GHOV Sn DWW HIWHUOHYDQGHSHQVLRQVXWUHG QLQJHQ KDU UlNQDW L nUV SULVHU RFK OnWLW QXYDUDQGH SHQVLRQHU EHVWlPPDV DY GHW PLQVNDGH EDVEHORSSHW PHGDQ GH UHIRUPHUDGH EHVWlPV DY SULVEDVEHORSSHW , YnUD EHUlNQLQJDU VRP DYVHU
nUV SULVHU lU GH EnGD EDVEHORSSHQ OLND YDUI|U QXYDUDQGH EUXWWR SHQVLRQ IUDPVWnU VRP VW|UUH 'HQ VW|UVWD VNLOOQDGHQ EHURU GRFN Sn DWW YL UlNQDU PHG SURFHQW NRPPXQDOVNDWW RFK HIWHUOHYDQGH SHQVLRQVXWUHGQLQJHQ PHG SURFHQW
628 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGH SHQVLRQ
6RP IUDPJnU DY WDEHOOHQ UlFNHU GHW LQWH PHG HQEDUW DOOPlQ SHQVLRQ I|U DWW UHGXFHUD ERUW ERVWDGVWLOOlJJHW I|U HQ lQNHSHQVLRQlU PHG HQ ERVWDGVNRVWQDG Sn NU PnQ 0D[LPDO lQNHSHQVLRQ UHGXFHUDU ERUW HWW %73 EHORSS Sn NU PnQ L GHW QXYDUDQGH V\VWHPHW RFK NU PnQ L GHW UHIRUPHUDGH 2P ERHQGH NRVWQDGHQ lU OlJUH lQ NU PnQ NDQ ERVWDGVWLOOlJJHW VnOHGHV UHGXFHUDV ERUW DY HQEDUW DOOPlQQD SHQVLRQVLQNRPVWHU 'HWWD LQ WUlIIDU L GHW QXYDUDQGH V\VWHPHW YLG HQ ERHQGHNRVWQDG XQGHU
NU PnQ , GHW UHIRUPHUDGH V\VWHPHW lU PRWVYDUDQGH QLYn
NU PnQ 0DUJLQDOHIIHNWHQ L GHW QXYDUDQGH V\VWHPHW EOLU RP GHWWD LQWUlIIDU , GHW UHIRUPHUDGH V\ VWHPHW NRPPHU L GHQQD VLWXDWLRQ JDUDQWLSHQVLRQHQ DWW UHGXFHUDV L WYn VWHJ I|UVW HQ GLUHNW SURFHQW UHGXNWLRQ SURFHQW DY UHVWH UDQGH SURFHQW JnU YLGDUH WLOO \WWHUOLJDUH UH GXNWLRQ 6DPPDQWDJHW EOLU UHGXNWLRQHQ 'HQ WRWDOD PDUJLQDOHIIHNWHQ EOLU (Q GDVW FD HIWHUOHYDQGHSHQVLRQlUHU KDGH L MDQXDUL HQ ERHQ GHNRVWQDG XQGHU NU PnQ (IIHNWHQ I|U GHVVD DQDO\VHUDV GlU I|U LQWH QlUPDUH
0D[LPDO lQNHSHQVLRQ lU $Y GHVVD UlNQDV LQWH
LQ L %73 LQNRPVWHQ ,QNRPVW VRP NDQ UHGXFHUD %73 lU DOOWVn 'HWWD lU XQGHU EU\WSXQNWHQ EDVEHORSS
YDUI|U DOO UHGXNWLRQ NRPPHU DWW VNH L GHW QHGUH LQWHUYDOOHW 5HGXNWLRQHQ EOLU 2P PD[LPDOW %73 lU NDQ DOOWVn KHOD %73 UHGXFHUDV ERUW DY SHQVLRQHQ 0D[LPDOW %73 Sn PRWVYDUDU HQ ERHQGHNRVW QDG Sn NU nU HOOHU NU PnQ
0D[LPDO LQNRPVWJUXQGDG SHQVLRQ lU 'HQQD PHGI|U HQ GLUHNW UHGXNWLRQ DY JDUDQWLSHQVLRQHQ *DUDQWLSHQVLRQHQ EOLU HIWHU UHGXNWLRQ
7RWDO PD[SHQVLRQ EOLU DOOWVn $Y GHVVD UlNQDV HM
PHG L %73 LQNRPVWHQ ,QNRPVW VRP NDQ UHGXFHUD %73 lU DOOWVn 'HWWD lU XQGHU EU\WSXQNWHQ EDVEHORSS
YDUI|U DOO UHGXNWLRQ NRPPHU DWW VNH L GHW QHGUH LQWHUYDOOHW 5HGXNWLRQHQ EOLU
2P PD[LPDOW %73 lU NDQ DOOWVn KHOD %73 UHGXFHUDV ERUW DY SHQVLRQHQ 0D[LPDOW %73 Sn PRWVYDUDU HQ ERHQGHNRVWQDG Sn
NU nU HOOHU NU PnQ
| 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGHSHQVLRQ | 628 |
%73 DYUlNQLQJ DYVHHQGH DUEHWVLQNRPVW
1lU SHQVLRQVLQNRPVWHQ LQWH UHGXFHUDU ERUW KHOD ERVWDGVWLOOlJJHW IRUWVlWWHU DYUlNQLQJHQ PRW SHQVLRQlUHQV DQGUD LQNRPVWHU W H[ WMlQVWHSHQVLRQ DUEHWV HOOHU NDSLWDOLQNRPVW , DYVQLWW KDU YL DQDO\VHUDW HIIHNWHUQD YLG ROLND DOWHUQDWLY I|U DYUlNQLQJ DY %73 PRW DQGUD LQNRPVWHU lQ SHQVLRQ $QDO\VHQ DYVHU %73 WLOO nOGHUV SHQVLRQlUHU PHQ EHKRYHW DY VNLOGD DYUlNQLQJVUHJOHU I|U SHQVLRQ UHVSHNWLYH DQGUD LQNRPVWHU KDU JLOWLJKHW lYHQ I|U lQNHSHQVLRQl UHU $Y XWU\PPHVVNlO EHJUlQVDV DQDO\VHQ DY HIIHNWHU I|U lQNH SHQVLRQlUHU WLOO HWW DOWHUQDWLY
, ILJXU QHGDQ YLVDV GH WRWDOD PDUJLQDOHIIHNWHUQD DYVHHQGH DU EHWVLQNRPVW I|U HQ lQNHSHQVLRQlU PHG QXYDUDQGH UHJOHU UHVSHN WLYH Q\D UHJOHU PHG SURFHQW %73 DYUlNQLQJ RFK LQUlNQDW
SURFHQW DY DUEHWVLQNRPVWHQ MlPI|U DYVQLWW 6RP WLGLJDUH YLVDWV Vn UHGXFHUDV %73 YLG HQ K\UD Sn NU PnQ LQWH ERUW I|U GHQ VRP HQGDVW KDU SHQVLRQVLQNRPVWHU )|U DWW Qn XSS WLOO GHQ LQNRPVWQLYn YLG YLONHQ %73 KHOW UHGXFHUDV ERUW KDU L H[HPSOHW YDOWV HQ lQNHSHQVLRQlU YDUV DYOLGQD PDNH KDGH IXOO $73 GYV
PHGHOSRlQJ )|U GHQQD lQNHSHQVLRQlU NUlYV HQ DUEHWVLQNRPVW Sn
NU PnQ I|U DWW UHGXFHUD ERUW nWHUVWnHQGH %73 SURFHQW DY DUEHWVLQNRPVWHQ EHDNWDV
| )LJ 0DUJLQDOHIIHNW DYVHHQGH DUEHWVLQNRPVW I|U HQ |
| lQNHSHQVLRQlU PHGHOSRlQJ |
| 3URFHQW |
| 1XYDUDQGH |
| 5HIRUPHUDW |
$UEHWVLQNRPVW NU PnQ
$Y ILJXUHQ IUDPJnU DWW GHW L GHW QXYDUDQGH SHQVLRQVV\VWHPHW I| UHNRPPHU WUH RFK L GHW UHIRUPHUDGH IHP ROLND QLYnHU Sn GHQ WR WDOD PDUJLQDOHIIHNWHQ , WDEHOO QHGDQ UHGRYLVDV GH WUH IHP VHJ PHQWHQ
| 628 | 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGH SHQVLRQ | ||||||||||
| 7DEHOO 7RWDO PDUJLQDOHIIHNW YLG ROLND LQNRPVWHU | |||||||||||
| ,QNRPVW WNU nU | 0DUJLQDOHIIHNW | ||||||||||
| 6HJPHQW | 1XYDUDQGH | 5HIRUPHUDW | 1XYDUDQGH | 5HIRUPHUDW | |||||||
| ± | ± | ||||||||||
| ± | ± | ||||||||||
| ± | ± | ||||||||||
| ± | ± | ||||||||||
| ± | ± | ||||||||||
6HJPHQW 0DUJLQDOHIIHNWHQ EHURU L GHW QXYDUDQGH V\VWHPHW Sn NRPPXQDOVNDWWHQ RFK DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW HQOLJW I|OMDQGH 3n JUXQG DY GHW VlUVNLOGD JUXQGDYGUDJHW SnYHUNDV HM JUXQGDYGUDJVQLYnQ YLG HQ |NQLQJ DY DUEHWVLQNRPVWHQ , GHW UHIRUPHUDGH V\VWHPHW GlUHPRW |NDU JUXQGDYGUDJHW RFK GHQ WRWDOD PDUJLQDOHIIHNWHQ EOLU
6HJPHQW ,QJHW Q\WW VHJPHQW L GHW QXYDUDQGH V\VWHPHW , GHW UH IRUPHUDGH V\VWHPHW KDU JUXQGDYGUDJHWV SODWn QnWWV RFK GHQ WRWDOD PDUJLQDOHIIHNWHQ EOLU
6HJPHQW ,QJHW Q\WW VHJPHQW L GHW QXYDUDQGH V\VWHPHW , GHW UH IRUPHUDGH SnE|UMDV KlU DYWUDSSQLQJHQ DY JUXQGDYGUDJHW PDUJL QDOHIIHNWHQ EOLU Gn
6HJPHQW , GHW QXYDUDQGH V\VWHPHW KDU PDQ KlU QnWW GHQ K|JUH DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW RFK PDUJLQDOHIIHNWHQ EOLU
, GHW UHIRUPHUDGH V\VWHPHW KDU PDQ KlU QnWW GHQ OlJUH DYWUDSSQLQJHQ DY ERVWDGVWLOOlJJHW RFK PDUJLQDOHIIHNWHQ EOLU
6HJPHQW +lU KDU ERVWDGVWLOOlJJHW UHGXFHUDWV ERUW nWHUVWnHQGH PDUJLQDOHIIHNW EOLU L GHW QXYDUDQGH V\VWHPHW OLND PHG NRPPXQDO VNDWWHQ , GHW UHIRUPHUDGH DYWUDSSDV IRUWIDUDQGH JUXQGDYGUDJHW RFK PDUJLQDOHIIHNWHQ EOLU 'n %73 lU ERUWUHGXFH UDW VND UHGXNWLRQHQ DY lQNHSHQVLRQHQ SnE|UMDV GRFN EHWDODV HM %73 XQGHU NU nU XW YDUI|U HWW ´JODSS´ PHOODQ %73 UHGXNWLRQ RFK lQNHSHQVLRQVUHGXNWLRQ XSSVWnU
(WW DQQDW YDO DY NRPPXQDOVNDWWHVDWV KDGH LQRP EnGD V\VWH PHQ SnYHUNDW PDUJLQDOHIIHNWHQ Sn DOOD VHJPHQW
gYHUJnQJHQV HIIHNW Sn GHQ GLVSRQLEOD LQNRPVWHQ YLVDV L ILJXU
| 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGHSHQVLRQ | 628 | |||||||||
| )LJ 6NLOOQDG L LQNRPVW I|U HQ lQNHSHQVLRQlU YLG | ||||||||||
| |YHUJnQJ WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW | ||||||||||
| .U PnQ | PHGHOSRlQJ | |||||||||
| 1HWWRLQNRPVW | ||||||||||
| %73 | ||||||||||
| 7RWDO | ||||||||||
$UEHWVLQNRPVW NU PnQ
0DQ NDQ VlJD DWW ILJXU E|UMDU GlU ILJXU VOXWDU PHG IXOO $73 RFK LQJHQ DQQDQ LQNRPVW 'HQ LQLWLDOD YLQVWHQ L QHWWRLQNRPVW RFK I|UOXVWHQ L %73 ´lUYV´ IUnQ GH UHQD SHQVLRQVHIIHNWHUQD
, WDEHOO QHGDQ UHGRYLVDV VDPPD I|UlQGULQJDU L WDEHOOIRUP
7DEHOO 6NLOOQDG L GLVSRQLEHO LQNRPVW I|U HQ lQNHSHQVLR QlU YDUV PDNHV $73 PRWVYDUDGH $73 SRlQJ YLG |YHU JnQJ WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW .U PnQDG
| 1XYDUDQGH | 5HIRUPHUDW | 'LIIHUHQV | |||||||||||||||||||||||||||
| $UEHWV | 3HQ | 1HWWR | 3HQ | 1HWWR | 1HWWR | ||||||||||||||||||||||||
| LQN | VLRQ | LQN | %73 | VLRQ | LQN | %73 | LQN | %73 | 7RWDO | ||||||||||||||||||||
628 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGH SHQVLRQ
3n VDPPD VlWW VRP ILJXU E|UMDU GlU ILJXU VOXWDU Vn E|UMDU WDEHOO
GlU WDEHOO VOXWDU %73 UHGXNWLRQHQ lU YLG DUEHWVLQNRPVWHU XQGHU FD NU nU
NUDIWLJDUH L GHW UHIRUPHUDGH V\VWHPHW MlPI|UW PHG GDJHQV SURFHQW (IWHU EU\WSXQNWHQ SULVEDVEHORSS UHVSHN WLYH SULVEDVEHORSS Vn PLQVNDU DYWUDSSQLQJHQ L GHW UHIRUPHUDGH
SURFHQW PHGDQ GHQ |NDU L GHW QXYDUDQGH SUR FHQW +lU KDU DQWDJLWV DWW GHQ DYOLGQH PDNHQ KDGH IXOO $73 GYV PRWVYDUDGH PHGHOSRlQJ %73 lU Gn ERUWUHGXFHUDW YLG HQ DU EHWVLQNRPVW RP NQDSSW NU PnQ 2P PDNHQV SHQVLRQ YDU OlJUH NUlYV HQ K|JUH DUEHWVLQNRPVW I|U DWW UHGXFHUD ERUW ERVWDGV WLOOlJJHW 9LG HQ SHQVLRQVQLYn PRWVYDUDQGH PHGHOSRlQJ NUlYV FD NU PnQ RFK YLG SRlQJ FD NU PnQ L DUEHWVLQNRPVW I|U DWW KHOW UHGXFHUD ERUW ERVWDGVWLOOlJJHW
5HGXFHULQJ DY lQNHJDUDQWLSHQVLRQ RFK
SURFHQWWLOOlJJHW
1lU ERVWDGVWLOOlJJHW lU ERUWUHGXFHUDW E|UMDU L GDJHQV V\VWHP lQ NHSHQVLRQHQ L IRUP DY IRONSHQVLRQ RFK SHQVLRQVWLOOVNRWW DWW UHGX FHUDV $YUlNQLQJHQ J|UV PRW SURFHQW DY nWHUVWnHQGH LQNRPVW 0DUJLQDOHIIHNWHQ DY GHQQD DYUlNQLQJ lU QnJRW NRPSOLFHUDG (Q |NQLQJ DY DUEHWVLQNRPVWHQ PHGI|U HQ SURFHQWLJ UHGXNWLRQ DY lQNHSHQVLRQHQ GHWWD LQQHElU L VLJ HQ PDUJLQDOHIIHNW Sn SUR FHQW (IWHUVRP SHQVLRQlUHQ lU EHUlWWLJDG WLOO VlUVNLOW JUXQGDYGUDJ LQQHElU SHQVLRQVPLQVNQLQJHQ DWW JUXQGDYGUDJHW |NDU PDQ ´EDFNDU´ L DYWUDSSQLQJVIDVHQ , GHW UHIRUPHUDGH V\VWHPHW EHVWnU PDUJLQDOHIIHNWHQ DY GHQ GLUHNWD HIIHNWHQ RFK PDUJLQDOVNDWWHQ Sn QHWWR|NQLQJHQ JUXQGDYGUDJHW |NDU LQWH )|U DWW NRPSHQVHUD I|U DYVNDIIDQGHW DY GHW VlUVNLOGD JUXQGDYGUDJHW EHK|YHU GHQQD DY WUDSSQLQJVWDNW PLQVNDV WLOO SURFHQW
, ILJXU QHGDQ YLVDV GH WRWDOD PDUJLQDOHIIHNWHUQD DYVHHQGH DU EHWVLQNRPVW I|U HQ lQNHSHQVLRQlU L GHW QXYDUDQGH UHVSHNWLYH GHW RYDQ UHGRYLVDGH EHUlNQLQJVDOWHUQDWLYHW I|U HWW UHIRUPHUDW V\VWHP VDPW PHG SURFHQW DYUlNQLQJ Sn lQNHSHQVLRQHQ 6RP WLGLJDUH YLVDWV Vn UHGXFHUDV %73 YLG HQ K\UD Sn NU PnQ LQWH ERUW I|U GHQ VRP HQGDVW KDU SHQVLRQVLQNRPVWHU )|U DWW Qn XSS WLOO GHQ LQNRPVWQLYn YLG YLONHQ lQNHSHQVLRQHQ UHGXFHUDV KDU L H[HPSOHW
)XOOVWlQGLJ QHXWUDOLWHW XSSQnV YLG HQ DYWUDSSQLQJVWDNW Sn SURFHQW (Q VlQNQLQJ WLOO SURFHQW PHGI|U VnOHGHV DWW GHQ WRWDOD PDUJLQDOHIIHNWHQ L GHWWD LQWHUYDOO |NDU QnJRW
| 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGHSHQVLRQ | 628 |
YDOWV HQ lQNHSHQVLRQlU YDUV DYOLGQD PDNH KDGH IXOO $73 GYV
PHGHOSRlQJ +lU E|UMDU DQDO\VHQ YLG GHQ QLYn Sn DUEHWVLQNRPVW YLG YLONHQ ERVWDGVWLOOlJJHW UHGXFHUDWV ERUW RFK UHGXNWLRQHQ DY lQNHSHQVLRQHQ lQQX LQWH SnE|UMDWV
)LJ 0DUJLQDOHIIHNW DYVHHQGH DUEHWVLQNRPVW I|U HQ lQNHSHQVLRQlU PHGHOSRlQJ
3URFHQW
1XYDUDQGH
5HIRUPHUDW
$UEHWVLQNRPVW NU PnQ
'HW ILQQV L GHW QXYDUDQGH SHQVLRQVV\VWHPHW IHP RFK L GHW DQDO\
VHUDGH DOWHUQDWLYHW I|U HWW UHIRUPHUDW %73 V\VWHP VH[ ROLND QLYnHU
Sn GHQ WRWDOD PDUJLQDOHIIHNWHQ YLG YDOGD QLYnHU Sn SHQVLRQ RFK
DUEHWVLQNRPVW , WDEHOO QHGDQ UHGRYLVDV GH IHP VH[ VHJPHQWHQ
7DEHOO 7RWDO PDUJLQDOHIIHNW YLG ROLND LQNRPVWHU
| $UEHWVLQNRPVW WNU nU | 0DUJLQDOHIIHNW | ||||||||
| 6HJPHQW | 1XYDUDQGH | 5HIRUPHUDW | 1XYDUDQGH | 5HIRUPHUDW | |||||
| ± | ± | ||||||||
| ± | ± | ||||||||
| ± | ± | ||||||||
| ± | ± | ||||||||
| ± | ± | ||||||||
| ± | ± | ||||||||
6HJPHQW +lU KDU ERVWDGVWLOOlJJHW SUHFLV UHGXFHUDWV ERUW nWHU VWnHQGH PDUJLQDOHIIHNW EOLU L GHW QXYDUDQGH V\VWHPHW OLND PHG NRPPXQDOVNDWWHQ , GHW UHIRUPHUDGH DYWUDSSDV IRUWIDUDQGH JUXQ GDYGUDJHW RFK PDUJLQDOHIIHNWHQ EOLU 'n %73 lU ERUWUHGXFHUDW VND UHGXNWLRQHQ DY lQNHSHQVLRQHQ SnE|UMDV GRFN
628 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGH SHQVLRQ
EHWDODV HM %73 XQGHU NU nU XW YDUI|U HWW ´JODSS´ PHOODQ %73 UHGXNWLRQ RFK lQNHSHQVLRQVUHGXNWLRQ XSSVWnU 'HWWD VHJPHQW VRP PRWVYDUDU VHJPHQW HQOLJW WDEHOO V\QV LQWH L ILJXU RYDQ 6HJPHQW +lU KDU DYWUDSSQLQJHQ DY lQNHSHQVLRQHQ SnE|UMDWV , GHW QXYDUDQGH V\VWHPHW EOLU PDUJLQDOHIIHNWHQ QnJRW NRPSOLFHUDG (Q |NQLQJ DY DUEHWVLQNRPVWHQ PHGI|U HQ SURFHQWLJ UHGXNWLRQ DY lQNHSHQVLRQHQ GHWWD LQQHElU L VLJ HQ PDUJLQDOHIIHNW Sn
SURFHQW 'n SHQVLRQlUHQ lU EHUlWWLJDG WLOO VlUVNLOW JUXQGDYGUDJ LQQHElU SHQVLRQVPLQVNQLQJHQ DWW JUXQGDYGUDJHW |NDU PDQ ´EDF NDU´ L DYWUDSSQLQJVIDVHQ $Y GHQ XUVSUXQJOLJD LQNRPVW|NQLQJHQ JnU SURFHQW ERUW L lQNHSHQVLRQVUHGXNWLRQ GHVVD SURFHQW PHGI|U HQ JUXQGDYGUDJV|NQLQJ Sn NYDU WLOO EH VNDWWQLQJ EOLU SURFHQW 'HQ WRWDOD PDUJLQD OHIIHNWHQ EOLU DOOWVn , GHW UHIRUPHUDGH V\VWHPHW EHVWnU PDUJLQDOHIIHNWHQ DY HQ GLUHNW SURFHQWLJ HIIHNW RFK PDUJLQDOVNDWWHQ Sn GH SURFHQW VRP nWHUVWnU QlU lQNHSHQ VLRQHQ UHGXFHUDWV GYV
6HJPHQW , GHW QXYDUDQGH V\VWHPHW lU IRONSHQVLRQHQ RFK SHQ VLRQVWLOOVNRWWHW ERUWUHGXFHUDW cWHUVWnHQGH SHQVLRQ EHVWnU DY $73 'HW VlUVNLOGD JUXQGDYGUDJHW NRPPHU L IRUWVlWWQLQJHQ RDYVHWW LQ NRPVWQLYn DWW YDUD K|JUH lQ GHW YDQOLJD JUXQGDYGUDJHW -X OlJUH $73 SHQVLRQ GHQ DYOLGQH PDNHQ KDGH GHVWR VW|UUH lU GHW JUXQ GDYGUDJHW 0DUJLQDOHIIHNWHQ EOLU OLND PHG VNDWWHVDWVHQ SUR FHQW , GHW UHIRUPHUDGH V\VWHPHW lU DYWUDSSQLQJHQ DY JUXQGDY GUDJHW NODU 0DUJLQDOHIIHNWHQ EOLU
6HJPHQW +lU QnV JUlQVHQ I|U VWDWOLJ LQNRPVWVNDWW PDUJLQDOHI IHNWHQ EOLU L GHW QXYDUQGH V\VWHPHW , GHW UHIRUPH UDGH $QOHGQLQJHQ WLOO DWW GHQQD JUlQV QnV WLGLJDUH L GHW UHIRUPHUDGH V\VWHPHW lU DWW GHW VlUVNLOGD JUXQGDY GUDJHW KnOOHU QHUH GHQ EHVNDWWQLQJVEDUD LQNRPVWHQ L GHW QXYDUDQGH V\VWHPHW VDPW DWW JDUDQWLSHQVLRQHQ UHGXFHUDV OnQJVDPPDUH L GHW UHIRUPHUDGH
6HJPHQW ,QJHW Q\WW VHJPHQW L GHW QXYDUDQGH V\VWHPHW , GHW UH IRUPHUDGH KDU GHQ K|JVWD VNDWWHVDWVHQ I|U VWDWOLJ LQNRPVWVNDWW QnWWV PDUJLQDOHIIHNWHQ EOLU
6HJPHQW +lU QnV GHQ K|JVWD VNDWWHVDWVHQ lYHQ L GHW QXYDUDQGH V\VWHPHW PDUJLQDOHIIHNWHQ EOLU , GHW UHIRUPHUDGH KDU KlU JDUDQWLSHQVLRQ RFK SURFHQWWLOOlJJHW UHGXFHUDWV ERUW PDUJLQDOHIIHNWHQ EOLU GHQVDPPD VRP L GHW QXYDUDQGH V\VWHPHW
$YUlNQLQJVWDNWHQ lU SURFHQW PHQ HIWHUVRP DQDO\VHQ KlU XWJnU IUnQ DWW HQGDVW
SURFHQW DY DUEHWVLQNRPVWHQ LQJnU L UHGXFHULQJVLQNRPVWHQ UHGXFHUDV lQNHSHQVLRQHQ PHG SURFHQW PRW DUEHWVLQNRPVWHQ
| 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGHSHQVLRQ | 628 |
(WW DQQDW YDO DY NRPPXQDOVNDWWHVDWV KDGH LQRP EnGD V\VWH PHQ SnYHUNDW PDUJLQDOHIIHNWHQ Sn DOOD VHJPHQW
gYHUJnQJHQV HIIHNW Sn SHQVLRQHU RFK VNDWW YLVDV L ILJXU QHGDQ
| )LJ 6NLOOQDG L LQNRPVW I|U HQ lQNHSHQVLRQlU YLG | |
| |YHUJnQJ WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW | |
| .U PnQ | PHGHOSRlQJ |
| 6NDWW | |
| 3HQVLRQ | |
| 7RWDO | |
$UEHWVLQNRPVW NU PnQ
9LG PD[LPDO lQNHSHQVLRQ RFK HQ DUEHWVLQNRPVW Sn |YHU FD
NU PnQ XSSVWnU HQ PLQVNQLQJ L GHQ GLVSRQLEOD LQNRPVWHQ 0LQVNQLQJHQ EHURU Sn GHW QXYDUDQGH VlUVNLOGD JUXQGDYGUDJHW RFK |NDU PHG DUEHWVLQNRPVWHQ 2P SHQVLRQVQLYnQ lU OlJUH NUlYV VW|UUH DUEHWVLQNRPVWHU I|U DWW GHQQD W\S DY I|UOXVW VND XSSNRPPD 9LG HQ lQNHSHQVLRQ PRWVYDUDQGH $73 SRlQJ NUlYV FD
NU PnQ L DUEHWVLQNRPVW I|U DWW Qn ´JUlQVYlUGHW´ 9LG SRlQJ NUlYV NU PnQ 9LG GHVVD OlJUH SHQVLRQVQLYnHU XSSNRPPHU GHVVXWRP |NDGH GLVSRQLEOD LQNRPVWHU RP DUEHWVLQNRPVWHQ XQGHUVWLJHU ´JUlQVYlUGHW´ 9LG HQ SHQVLRQ PRWVYDUDQGH $73 SRlQJ RFK HQ DUEHWVLQNRPVW Sn GU\JW NU PnQ NDQ YLQVWHQ L GLVSRQLEHO LQNRPVW XSSJn WLOO NU PnQ 'HVVD YLQVWHU EHURU Sn DWW GHQ WRWDOD SHQVLRQHQ L GHW QXYDUDQGH V\VWHPHW XQGHUVWLJHU
SULVEDVEHORSS GHW VlUVNLOGD JUXQGDYGUDJHW lU Gn OLND VWRUW VRP SHQVLRQHQ 1lU SHQVLRQHQ UHGXFHUDV PLQVNDV GHW VlUVNLOGD JUXQGDYGUDJHW PHG VDPPD EHORSS 'HQ SURFHQWLJD DYUlN QLQJHQ EOLU L GHWWD OlJH I|U IODFN , ILJXU QHGDQ YLVDV HIIHNWHQ YLG HQ SHQVLRQ PRWVYDUDQGH $73 SRlQJ 2EVHUYHUD DWW VNDODQ Sn ElJJH D[ODU DYYLNHU IUnQ VNDODQ L ILJXU
| 628 | 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGH SHQVLRQ | |
| )LJ 6NLOOQDG L LQNRPVW I|U HQ lQNHSHQVLRQlU YLG | ||
| |YHUJnQJ WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW | ||
| .U PnQ | PHGHOSRlQJ | 3HQVLRQ |
| 6NDWW | ||
| 7RWDO | ||
$UEHWVLQNRPVW NU PnQ
(WW SUREOHP YLG |YHUJnQJHQ lU DWW L GHW UHIRUPHUDGH V\VWHPHW lU GHW EHW\GOLJW PHU SHQVLRQ VRP VND UHGXFHUDV ERUW EnGH JDUDQWL SHQVLRQ RFK SURFHQWVWLOOlJJ 5HGXNWLRQHQ EHK|YHU GHVVXWRP J|UDV OnQJVDPPDUH I|U DWW NRPSHQVHUD I|U GHQ PLQVNQLQJ DY PDUJLQDOVNDWWHQ VRP L GDJHQV V\VWHP XSSVWnU YLG ´EDFNDQGHW´ WLOO |NDW VlUVNLOW JUXQGDYGUDJ 6DPPDQWDJHW PHGI|U GHWWD DWW PDUJL QDOHIIHNWHUQD EOLU K|JUH YLG K|JD LQNRPVWHU
(WW DQQDW SUREOHP lU DWW lQNHSHQVLRQlUHU L GDJ KDU VlUVNLOW JUXQGDYGUDJ lYHQ RP IRONSHQVLRQ RFK SHQVLRQVWLOOVNRWW UHGXFH UDWV ERUW 'n RYDQ QlPQGD SHQVLRQHU UHGXFHUDWV ERUW UHGXFHUDV GHW VlUVNLOGD JUXQGDYGUDJHW HQGDVW DY $73 VRP |YHUVWLJHU
SULVEDVEHORSS $UEHWVLQNRPVW UHGXFHUDU LQWH GHW VlUVNLOGD JUXQG DYGUDJHW YLONHW OHGHU WLOO DWW GHW K|JD JUXQGDYGUDJHW I|OMHU PHG XSS L LQNRPVWQLYnHUQD 2P ERUWIDOOHW DY GHW VlUVNLOGD JUXQGDY GUDJHW VNXOOH NRPSHQVHUDV NXQGH GHWWD VNH JHQRP DWW SUR FHQWVWLOOOlJJHW LQWH LQNRPVWSU|YDV , ILJXU QHGDQ YLVDV HIIHNWHQ DY GHWWD
| 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGHSHQVLRQ | 628 | |
| )LJ 6NLOOQDG L LQNRPVW I|U HQ lQNHSHQVLRQlU YLG | ||
| |YHUJnQJ WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW RP | ||
| WLOOlJJHW HM LQNRPVWSU|YDV PHGHOSRlQJ | ||
| .U PnQ | ||
| 6NDWW | ||
| 3HQVLRQ | ||
| 7RWDO | ||
$UEHWVLQNRPVW NU PnQ
,QNRPVWSU|YQLQJHQ lU VRP V\QHV UlWW NRQVWUXHUDG SUREOHPHW lU DWW NRPSHQVDWLRQHQ I|U ERUWWDJDQGHW DY VlUVNLOW JUXQGDYGUDJ LQWH JHV IXOOW XW L K|JUH LQNRPVWOlJHQ 6DPWLGLJW NDQ LIUnJDVlWWDV RP HWW LQNRPVWSU|YDW VW|G VND RPIDWWD SHUVRQHU VRP KDU Vn K|JD LQNRPVWHU DWW GH EHWDODU VWDWOLJ LQNRPVWVNDWW
.RVWQDGHQ I|U LQGLYLGHQ DY DWW I|UORUD UlWWHQ WLOO VlUVNLOW JUXQG DYGUDJ EOLU VW|UUH RP PDNHQV $73 lU OlJUH lQ SRlQJ 0D[L PDO I|UOXVW XSSQnV RP $73 lU SULVEDVEHORSS PRWVYDUDU
SRlQJ )|UOXVWHQ EOLU I|UXWVDWW DWW DQQDQ LQNRPVW DWW J|UD DYGUDJ PRW H[LVWHUDU
NU PnQ 6NDWWHVNLOOQDGHQ L ILJXU lU VW|UUH lQ Vn PHQ GHW EHURU Sn DWW SHQVLRQHQ RFK VnOHGHV lYHQ GHQ EHVNDWWQLQJVEDUD LQNRPVWHQ lU K|JUH lYHQ XWDQ DYGUDJVVNLOOQDGHQ 2P SHQVLRQHQ lU OlJUH lQ
SRlQJ Vn PLQVNDU VJD I|UOXVWHQ nWHULJHQ GHWWD EHURHQGH Sn DWW VlUVNLOW JUXQGDYGUDJ LQWH NDQ YDUD VW|UUH lQ WRWDO SHQVLRQ )|U SHQVLRQlUHU PHG OnJ SHQVLRQ RFK K|J DUEHWVLQNRPVW VNXOOH HQ O|VQLQJ DWW LQWH LQNRPVWSU|YD SURFHQWVWLOOlJJHW PHGI|UD |NDGH GLVSRQLEOD LQNRPVWHU , ILJXU LOOXVWUHUDV IHQRPHQHW 2P PDQ EODQGDU LQ WMlQVWHSHQVLRQHU L UHVRQHPDQJHW EOLU HIIHNWHUQD lQQX PHUD NRPSOH[D
$73 IUnQ lQNHSHQVLRQ EHUlNQDV KlU VRP PHGHOSRlQJ SULVEDVEHOSSHW
| 628 | 8WUHGQLQJVI|UVODJ RP HIWHUOHYDQGH SHQVLRQ |
)LJ 6NLOOQDG L LQNRPVW I|U HQ lQNHSHQVLRQlU YLG |YHUJnQJ WLOO GHW UHIRUPHUDGH SHQVLRQVV\VWHPHW RP
WLOOlJJHW HM LQNRPVWSU|YDV PHGHOSRlQJ
| .U PnQ | 3HQVLRQ | 6NDWW | 7RWDO |
$UEHWVLQNRPVW NU PnQ
| 628 | |
)|UlQGULQJDU DY I|UWLGVSHQVLRQ RFK VMXNELGUDJ
(Q SHUVRQ L nOGHUQ ± nU NDQ In I|UWLGVSHQVLRQ RP KDQV HOOHU KHQQHV DUEHWVI|UPnJD Sn JUXQG DY VMXNGRP HOOHU DQQDQ QHGVlWW QLQJ DY GHQ I\VLVND HOOHU SV\NLVND SUHVWDWLRQVI|UPnJDQ lU QHGVDWW PHG PLQVW HQ IMlUGHGHO RFK QHGVlWWQLQJHQ DY DUEHWVI|UPnJDQ NDQ DQVHV YDUDNWLJ .DQ QHGVlWWQLQJHQ DY DUEHWVI|UPnJDQ LQWH DQVHV YDUDNWLJ PHQ NDQ GHQ DQWDV EOL EHVWnHQGH I|U DYVHYlUG WLG KDU SHU VRQHQ UlWW WLOO HWW WLGVEHJUlQVDW VMXNELGUDJ )|UWLGVSHQVLRQ VMXN ELGUDJ NDQ XWJHV L QLYnHUQD HQ IMlUGHGHO KDOY WUH IMlUGHGHODU RFK KHO
)|UWLGVSHQVLRQ RFK VMXNELGUDJ EHVWnU DY IRONSHQVLRQ RFK $73 VDPW SHQVLRQVWLOOVNRWW I|U GHQ VRP VDNQDU HOOHU KDU OnJ $73 )RONSHQVLRQHQ lU SURFHQW DY SULVEDVEHORSSHW I|U HQ HQVDP I|UWLGVSHQVLRQlU RFK SURFHQW I|U JLIW I|UVlNUDG 3HQVLRQVWLOO VNRWWHW XSSJnU WLOO SURFHQW DY SULVEDVEHORSSHW SURFHQW I|U GHQ VRP XSSElU nOGHUVSHQVLRQ
'H QXYDUDQGH UHJOHUQD I|U %73 WLOO GHQ VRP KDU I|UWLGVSHQVLRQ HOOHU VMXNELGUDJ lU OLND PHG GH UHJOHU VRP JlOOHU I|U nOGHUVSHQVLR QlUHU PHQ PHG GHQ VNLOOQDG VRP I|OMHU DY DWW GHQ VRP XSSElU I|UWLGVSHQVLRQ KDU HWW K|JUH SHQVLRQVWLOOVNRWW 'HW LQQHElU DWW IUL EHORSSHW YLG LQNRPVWSU|YQLQJHQ DY %73 I|U I|UWLGVSHQVLRQlUHU lU OLND PHG IRONSHQVLRQ RFK GHW K|JUH SHQVLRQVWLOOVNRWWHW
)|UWLGVSHQVLRQVXWUHGQLQJHQ 6 KDU KDIW L XSSGUDJ DWW XWIRUPD I|UVODJ WLOO HWW Q\WW V\VWHP I|U HNRQRPLVN HUVlWWQLQJ YLG OnQJYDULJW QHGVDWW DUEHWVI|UPnJD 8WUHGQLQJHQ KDU UHGRYLVDW VLQD I|UVODJ L KXYXGVDN L WYn ROLND EHWlQNDQGHQ , GHW I|UVWD EHWlQNDQ GHW 628 2KlOVRI|UVlNULQJHQ 7U\JJKHW RFK DNWLYLWHW
I|UHVOnU XWUHGQLQJHQ DWW GH QXYDUDQGH I|UPnQHUQD I|UWLGVSHQVLRQ RFK VMXNELGUDJ HUVlWWV DY Q\D HUVlWWQLQJVIRUPHU 8WUHGQLQJHQ VNLOMHU GlUYLG Sn OnQJWLGVVMXNSHQQLQJ YLG OnQJYDULJW PHQ LQWH YDU DNWLJW QHGVDWW DUEHWVRI|UPnJD RFK I|UWLGVSHQVLRQ YLG YDUDNWLJ QHGVDWW DUEHWVI|UPnJD /nQJWLGVVMXNSHQQLQJ VND NXQQD EHYLOMDV HIWHU HWW nUV VMXNVNULYQLQJ
| )|UlQGULQJDU DY I|UWLGVSHQVLRQ RFK VMXNELGUDJ | 628 |
, VLWW VOXWEHWlQNDQGH 628 8QJD L RKlOVRI|UVlN ULQJHQ KDU I|UWLGVSHQVLRQVXWUHGQLQJHQ ODJW IUDP I|UVODJ WLOO KXU RKlOVRI|UVlNULQJHQV UHJOHU NDQ XWIRUPDV Vn DWW GH L VW|UUH XW VWUlFNQLQJ lQ QXYDUDQGH UHJOHU I|U I|UWLGVSHQVLRQ RFK VMXNELGUDJ NDQ PHGYHUND WLOO HQ SRVLWLY XWYHFNOLQJ I|U XQJD VYnUW IXQNWLRQV KLQGUDGH SHUVRQHU
8WUHGQLQJHQ I|UHVOnU DWW XQJGRPDU VRP KDU IXQNWLRQVKLQGHU VND In HQ Q\ HUVlWWQLQJVIRUP NDOODG KDELOLWHULQJVSHQQLQJ 'HQ VND HIWHU DQV|NDQ EHYLOMDV SHUVRQHU VRP KDU OnQJYDULJW QHGVDWW DUEHWV I|UPnJD DY PHGLFLQVND VNlO VDPW VWRUD RFK YDUDNWLJD IXQNWLRQV KLQGHU VRP I|URUVDNDU EHW\GDQGH VYnULJKHWHU L OLYVI|ULQJHQ +DEL OLWHULQJVSHQQLQJ VND NXQQD EHYLOMDV WLGLJDVW YLG KDOYnUVVNLIWHW XQGHU GHW nU SHUVRQHQ I\OOHU nU RFK VRP OlQJVW W R P nUV nOGHU 'H VRP lU OnQJYDULJW VMXND PHQ LQWH IXOOW OLND VYnUW IXQN WLRQVKLQGUDGH DYVHV In OnQJWLGVVMXNSHQQLQJ HQOLJW I|UVODJHW L GHW I|UVWD EHWlQNDQGHW 'HQ HNRQRPLVND HUVlWWQLQJHQ lU GHQVDPPD YLG KDELOLWHULQJVSHQQLQJ VRP I|U OnQJWLGVVMXNSHQQLQJ QlPOLJHQ
SURFHQW HUVlWWQLQJ I|U LQNRPVWERUWIDOO RFK HQ nOGHUVEHURHQGH JDUDQWLQLYn Sn ± EDVEHORSS 6DPWLGLJW I|UHVOnU XWUHGQLQJHQ DWW LQJHQ VND NXQQD EOL I|UWLGVSHQVLRQHUDG I|UH nUV nOGHU
(QOLJW I|UVODJ L XWUHGQLQJHQV I|UVWD EHWlQNDQGH VND OnQJWLGV VMXNVNULYQD LQWH YDUD EHUlWWLJDGH WLOO %73 (WW VlUVNLOW ERVWDGVVW|G WLOO OnQJWLGVVMXNVNULYQD L IRUP DY XWI\OOQDG XSS WLOO VNlOLJ OHY QDGVQLYn E|U HQOLJW I|UWLGVSHQVLRQVXWUHGQLQJHQV XSSIDWWQLQJ XWUH GDV VlUVNLOW
1lU GHW JlOOHU ERVWDGVVW|G I|U SHUVRQHU PHG KDELOLWHULQJVHU VlWWQLQJ DQVHU I|UWLGVSHQVLRQVXWUHGQLQJHQ DWW HWW VlUVNLOW ERVWDGV VW|G I|U SHUVRQHU PHG KDELOLWHULQJVSHQQLQJ L IRUP DY XWI\OOQDG XSS WLOO VNlOLJ OHYQDGVQLYn E|U XWUHGDV /|VQLQJHQ E|U PRWVYDUD GHQ VRP WLGLJDUH KDU I|UHVODJLWV I|U SHUVRQHU PHG OnQJWLGVVMXN SHQQLQJ
5HJHULQJHQ KDU L SURSRVLWLRQ RP UHIRUPHUDG I|UWLGVSHQVLRQ P P XWLIUnQ I|UWLGVSHQVLRQVXWUHGQLQJHQV I|UVWD EHWlQNDQGH UHGRYLVDW I|UVODJ WLOO ULNWOLQMHU I|U GHQ IUDPWLGD XW IRUPQLQJHQ DY I|UWLGVSHQVLRQHUQD 5LNVGDJHQ KDU JRGNlQW GH I| UHVODJQD ULNWOLQMHUQD VRP EO D LQQHElU DWW GHW OLNVRP L GDJ VND ILQQDV HQ VlUVNLOG IRUP DY HUVlWWQLQJ I|U GHP VRP GUDEEDWV DY HQ PHGLFLQVNW RUVDNDG YDUDNWLJ QHGVlWWQLQJ DY DUEHWVI|UPnJDQ PHG PLQVW HQ IMlUGHGHO 8WIRUPQLQJHQ DY EHUlNQLQJVUHJOHUQD I|U HU VlWWQLQJ VND E\JJD Sn SULQFLSHQ RP HUVlWWQLQJ I|U LQNRPVWERUWIDOO 'HQ LQNRPVWUHODWHUDGH HUVlWWQLQJHQ VRP HQOLJW SURSRVLWLRQHQ E|U OLJJD XQJHIlUOLJHQ Sn QLYnQ SURFHQW DY GHW XSSVNDWWDGH LQNRPVWERUWIDOOHW VND NRPSOHWWHUDV PHG HQ nOGHUVEHURHQGH JD
| 628 | )|UlQGULQJDU DY I|UWLGVSHQVLRQ RFK VMXNELGUDJ |
UDQWLQLYn (UVlWWQLQJHQ VND L VLQ KHOKHW YDUD VNDWWHSOLNWLJ , SUR
SRVLWLRQHQ DQJHV LQJD EHORSS I|U JDUDQWLQLYnQ RFK LQWH KHOOHU KXU
DYUlNQLQJHQ PRW GHQ LQNRPVWUHODWHUDGH GHOHQ VND XWIRUPDV
, SURSRVLWLRQHQ EHKDQGODV RFNVn IUnJDQ RP ERVWDGVVW|GHW WLOO
I|UWLGVSHQVLRQlUHU 'lUYLG IUDPKnOOHU UHJHULQJHQ DWW ERVWDGVVW|GHW
E|U OLJJD XWDQI|U I|UWLGVSHQVLRQHQ HIWHUVRP ERHQGHNRVWQDGHUQD
YDULHUDU NUDIWLJW LQWH EDUD PHOODQ HQVNLOGD KXVKnOO XWDQ RFNVn UH
JLRQDOW )|UWLGVSHQVLRQlUHUQD E|U JDUDQWHUDV HQ P|MOLJKHW DWW LQ
QHKD HQ EUD ERVWDG XWDQ DWW ERHQGHNRVWQDGHQ PLQVNDU P|MOLJ
KHWHUQD DWW RFNVn L |YULJW KD HQ WLOOIUHGVVWlOODQGH VWDQGDUG 'lUI|U
E|U I|UWLGVSHQVLRQlUHU YDUD EHUlWWLJDGH WLOO HWW LQNRPVW RFK EH
KRYVSU|YDW ERVWDGVVW|G PHG L SULQFLS PRWVYDUDQGH XWIRUPQLQJ
VRP GHW VRP ILQQV L QXYDUDQGH V\VWHP L IRUP DY ERVWDGVWLOOlJJ WLOO
SHQVLRQlUHU %73 'HQ QlUPDUH XWIRUPQLQJHQ DY GHWWD ERVWDGV
VW|G PnVWH GRFN |YHUYlJDV XQGHU GHQ IRUWVDWWD EHUHGQLQJHQ
, SURSRVLWLRQHQ NRQVWDWHUDV DWW GHW nWHUVWnU DYJ|UDQGH |YHUYl
JDQGHQ LQQDQ UHJHULQJHQ NDQ OlPQD I|UVODJ RP HWW UHIRUPHUDW
I|UWLGVSHQVLRQVV\VWHP L DOOD GHODU 'HW IRUWVDWWH EHUHGQLQJVDUEHWHW
NRPPHU DWW LQULNWDV Sn GHQ QlUPDUH UHJOHULQJHQ DY I|UWLGVSHQVLRQ
RFK HUVlWWQLQJ I|U GHP VRP KDU HQ OnQJYDULJ PHQ LQWH YDUDNWLJ
QHGVlWWQLQJ DY DUEHWVI|UPnJDQ 'HWWD EHUHGQLQJVDUEHWH NRPPHU
RFNVn DWW EHU|UD VMXNSHQQLQJ 'HW lU UHJHULQJHQV XSSIDWWQLQJ DWW
GHW UHIRUPHUDGH V\VWHPHW I|U HUVlWWQLQJ YLG OnQJYDULJW QHGVDWW DU
EHWVI|UPnJD VND WUlGD L NUDIW GHQ MDQXDUL